0001181431-11-018676.txt : 20110317 0001181431-11-018676.hdr.sgml : 20110317 20110317151458 ACCESSION NUMBER: 0001181431-11-018676 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tennant Charles Floyd CENTRAL INDEX KEY: 0001497433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 11694979 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 rrd305823.xml X0303 4 2011-03-15 0 0001337619 ENVESTNET, INC. ENV 0001497433 Tennant Charles Floyd 35 EAST WACKER DRIVE, SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Operating Officer Common Stock 2011-03-15 4 M 0 10000 7.50 A 10000 D Common Stock 2011-03-15 4 S 0 10000 11.95 D 0 D Employee Stock Option (Right to Buy) 7.50 2011-03-15 4 M 0 10000 0 D 2017-09-04 Common Stock 10000 300230 D A total of 220,000 options were granted on 9/4/2007. All options were vested and exercisable as of 9/4/2010. Option exercise and sale pursuant to a 10b5-1 Plan. Average share sales price. /s/ Shelly O'Brien, by power of attorney for Charles Tennant 2011-03-17