-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J1HnZ6o65uZoBDZ3yZe/bXDIOpZYZ7nKefy2VvLjwiTeNQqfmilWpeDo9yVrwYpZ TpSse1k6GicO7QxxpnDRVQ== 0001181431-11-014917.txt : 20110302 0001181431-11-014917.hdr.sgml : 20110302 20110302210304 ACCESSION NUMBER: 0001181431-11-014917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110302 DATE AS OF CHANGE: 20110302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawn Gates Helms CENTRAL INDEX KEY: 0001497460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 11658209 MAIL ADDRESS: STREET 1: 8965 EAST COVEY TRAIL CITY: SCOTTSDALE STATE: AZ ZIP: 852262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 rrd303772.xml FORM 4 X0303 4 2011-02-28 0 0001337619 ENVESTNET, INC. ENV 0001497460 Hawn Gates Helms 35 EAST WACKER DRIVE, SUITE 2400 CHICAGO IL 60601 1 0 0 0 Director Stock Option (Right to Buy) 12.55 2011-02-28 4 A 0 2895 12.55 A 2021-02-28 Common Stock 2895 2895 D 2,895 options were granted to the Reporting Person on 2/28/2011. Such options will vest monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary (2/28/2012) of the grant. /s/ Shelly O'Brien, by power of attorney for Gates Hawn 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----