-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VELUQL1lnMXZXrfppdo+/J7tlWR/REdh8cDBaSCqHWP46han9H3Q8AGwmSkbhFxr 0yJ2eYGCf2f/mu92Ar03yQ== 0001181431-10-039420.txt : 20100730 0001181431-10-039420.hdr.sgml : 20100730 20100730213625 ACCESSION NUMBER: 0001181431-10-039420 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100728 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergman Judson CENTRAL INDEX KEY: 0001497462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 10982577 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 rrd282451.xml FORM 4 X0303 4 2010-07-28 0 0001337619 ENVESTNET, INC. ENV 0001497462 Bergman Judson 35 EAST WACKER DRIVE, SUITE 2400 CHICAGO IL 60601 1 1 0 0 Chairman, CEO Common Stock 2010-07-28 4 S 0 32722 9.00 D 233278 D Employee Stock Option (Right to Buy) 9.00 2010-07-28 4 A 0 376000 9 A 2020-07-28 Common Stock 376000 1394489 D Shares sold pursuant to Issuer's initial public offering. 376,000 options were granted to the Reporting Person on 7/28/2010. Of such 376, 000 options, 94,000 will vest on 7/28/2011, 94,000 will vest on 7/28/2012, 94,000 will vest on 7/28/2013, and the remaining 94,000 will vest on 7/28/2014. /s/ Shelly O'Brien, by power of attorney for Judson Bergman 2010-07-30 -----END PRIVACY-ENHANCED MESSAGE-----