-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2pUZiGrAyQKi4MF118T4VvquU5+V1DpTrjpWdy7IIeWEkAhHcnICP6s2xJ5/4/w UGm1GPrXKvTgWrtnpY5UaA== 0001181431-10-039419.txt : 20100730 0001181431-10-039419.hdr.sgml : 20100730 20100730213608 ACCESSION NUMBER: 0001181431-10-039419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100728 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tennant Charles Floyd CENTRAL INDEX KEY: 0001497433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 10982576 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 rrd282452.xml FORM 4 X0303 4 2010-07-28 0 0001337619 ENVESTNET, INC. ENV 0001497433 Tennant Charles Floyd 35 EAST WACKER DRIVE, SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Operating Officer Employee Stock Option (Right to Buy) 9.00 2010-07-28 4 A 0 86000 9.00 A 2020-07-28 Common Stock 86000 320230 D 86,000 options were granted to the Reporting Person on 7/28/2010. Of such 86, 000 options, 21,500 will vest on 7/28/2011, 21,500 will vest on 7/28/2012, 21,500 will vest on 7/28/2013, and the remaining 21,500 will vest on 7/28/2014. /s/ Shelly O'Brien, by power of attorney for Charles F. Tennant 2010-07-30 -----END PRIVACY-ENHANCED MESSAGE-----