0001104659-16-115460.txt : 20160428
0001104659-16-115460.hdr.sgml : 20160428
20160428195816
ACCESSION NUMBER: 0001104659-16-115460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160426
FILED AS OF DATE: 20160428
DATE AS OF CHANGE: 20160428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aguilar Luis A
CENTRAL INDEX KEY: 0001671674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 161602046
MAIL ADDRESS:
STREET 1: 35 EAST WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
4
1
a4.xml
4
X0306
4
2016-04-26
0
0001337619
ENVESTNET, INC.
ENV
0001671674
Aguilar Luis A
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
0
0
0
Common Stock
2016-04-26
4
M
0
801
0
A
801
D
Restricted Stock Unit
2016-04-26
4
A
0
3204
31.21
A
2019-04-26
Common Stock
3204
3204
D
Restricted Stock Unit
2016-04-26
4
M
0
801
D
2019-04-26
Common Stock
801
2403
D
Represents the conversion upon vesting of restricted stock unit into common stock. The reporting person was granted 3,204 restricted stock units on April 26, 2016, of which 25% (801 shares) subject to the restricted stock units of the grant vested on April 26, 2016.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
This restricted stock unit vests over a 3 year period, 25% of the total amount vests on the date of the grant of restricted stock; and then 25% on each of first three anniversaries of the Grant Date (April 26, 2016).
The reporting person was granted 3,204 restricted stock units on April 26, 2016, of which 25% (801 shares) subject to the restricted stock units of the grant vested on April 26, 2016. The common stock into which such vested restricted stock units converted on April 26, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 25% on each of first three anniversaries of the Grant Date (April 26, 2016).
Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
/s/ Shelly O'Brien, by power of attorney for Luis A. Aguilar
2016-04-28