0001104659-16-115460.txt : 20160428 0001104659-16-115460.hdr.sgml : 20160428 20160428195816 ACCESSION NUMBER: 0001104659-16-115460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160426 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aguilar Luis A CENTRAL INDEX KEY: 0001671674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 161602046 MAIL ADDRESS: STREET 1: 35 EAST WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 4 1 a4.xml 4 X0306 4 2016-04-26 0 0001337619 ENVESTNET, INC. ENV 0001671674 Aguilar Luis A 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2016-04-26 4 M 0 801 0 A 801 D Restricted Stock Unit 2016-04-26 4 A 0 3204 31.21 A 2019-04-26 Common Stock 3204 3204 D Restricted Stock Unit 2016-04-26 4 M 0 801 D 2019-04-26 Common Stock 801 2403 D Represents the conversion upon vesting of restricted stock unit into common stock. The reporting person was granted 3,204 restricted stock units on April 26, 2016, of which 25% (801 shares) subject to the restricted stock units of the grant vested on April 26, 2016. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock. This restricted stock unit vests over a 3 year period, 25% of the total amount vests on the date of the grant of restricted stock; and then 25% on each of first three anniversaries of the Grant Date (April 26, 2016). The reporting person was granted 3,204 restricted stock units on April 26, 2016, of which 25% (801 shares) subject to the restricted stock units of the grant vested on April 26, 2016. The common stock into which such vested restricted stock units converted on April 26, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 25% on each of first three anniversaries of the Grant Date (April 26, 2016). Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit. /s/ Shelly O'Brien, by power of attorney for Luis A. Aguilar 2016-04-28