0001104659-15-023556.txt : 20150327
0001104659-15-023556.hdr.sgml : 20150327
20150327210910
ACCESSION NUMBER: 0001104659-15-023556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150325
FILED AS OF DATE: 20150327
DATE AS OF CHANGE: 20150327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sisteron Yves
CENTRAL INDEX KEY: 0001414035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 15732292
MAIL ADDRESS:
STREET 1: 1135 ARBOR DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
4
1
a4.xml
4
X0306
4
2015-03-25
0
0001337619
ENVESTNET, INC.
ENV
0001414035
Sisteron Yves
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
0
0
0
Common Stock
2015-03-25
4
S
0
1000
55.18
D
83694
I
By Rodeo Alpine LLC
Common Stock
2015-03-25
4
S
0
1000
55.18
D
65897
I
By Shadow Hill LLC
Common Stock
2015-03-25
4
S
0
1902
55.18
D
20930
I
By The Sisteron Family Trust
Common Stock
2015-03-26
4
S
0
9500
54.87
D
74194
I
By Rodeo Alpine LLC
Common Stock
2015-03-26
4
S
0
9500
54.87
D
56397
I
By Shadow Hill LLC
Common Stock
2015-03-26
4
S
0
20930
54.87
D
0
I
By The Sisteron Family Trust
Director Stock Option (Right to Buy)
12.55
2012-02-28
2021-02-28
Common Stock
2990
2990
D
Director Stock Option (Right to Buy)
12.45
2013-02-28
2022-02-28
Common Stock
6495
6.495
D
Director Stock Option (Right to Buy)
15.34
2014-02-28
2023-02-28
Common Stock
8837
8837
D
Director Stock Option (Right to Buy)
41.84
2015-02-28
2024-02-28
Common Stock
4183
4183
D
Director Stock Option (Right to Buy)
55.29
2016-02-28
2025-02-28
Common Stock
2913
2913
D
Total includes 15,000 Common Stock transferred from the reporting person's direct ownership to the reporting person's indirect ownership by trust on September 18, 2012 and also includes the corrected amount reflected in the Form 4 amendment filed as of the date hereof to the Form 4 dated March 4, 2014 and filed on March 6, 2014.
Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
/s/ Shelly O'Brien, by power of attorney for Yves Sisteron
2015-03-27