0001104659-15-023556.txt : 20150327 0001104659-15-023556.hdr.sgml : 20150327 20150327210910 ACCESSION NUMBER: 0001104659-15-023556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150325 FILED AS OF DATE: 20150327 DATE AS OF CHANGE: 20150327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sisteron Yves CENTRAL INDEX KEY: 0001414035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 15732292 MAIL ADDRESS: STREET 1: 1135 ARBOR DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 4 1 a4.xml 4 X0306 4 2015-03-25 0 0001337619 ENVESTNET, INC. ENV 0001414035 Sisteron Yves 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2015-03-25 4 S 0 1000 55.18 D 83694 I By Rodeo Alpine LLC Common Stock 2015-03-25 4 S 0 1000 55.18 D 65897 I By Shadow Hill LLC Common Stock 2015-03-25 4 S 0 1902 55.18 D 20930 I By The Sisteron Family Trust Common Stock 2015-03-26 4 S 0 9500 54.87 D 74194 I By Rodeo Alpine LLC Common Stock 2015-03-26 4 S 0 9500 54.87 D 56397 I By Shadow Hill LLC Common Stock 2015-03-26 4 S 0 20930 54.87 D 0 I By The Sisteron Family Trust Director Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 2990 2990 D Director Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 6495 6.495 D Director Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 8837 8837 D Director Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 4183 4183 D Director Stock Option (Right to Buy) 55.29 2016-02-28 2025-02-28 Common Stock 2913 2913 D Total includes 15,000 Common Stock transferred from the reporting person's direct ownership to the reporting person's indirect ownership by trust on September 18, 2012 and also includes the corrected amount reflected in the Form 4 amendment filed as of the date hereof to the Form 4 dated March 4, 2014 and filed on March 6, 2014. Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column. /s/ Shelly O'Brien, by power of attorney for Yves Sisteron 2015-03-27