0001104659-15-022194.txt : 20150324 0001104659-15-022194.hdr.sgml : 20150324 20150324192849 ACCESSION NUMBER: 0001104659-15-022194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150320 FILED AS OF DATE: 20150324 DATE AS OF CHANGE: 20150324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sisteron Yves CENTRAL INDEX KEY: 0001414035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 15722990 MAIL ADDRESS: STREET 1: 1135 ARBOR DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 4 1 a4.xml 4 X0306 4 2015-03-20 0 0001337619 ENVESTNET, INC. ENV 0001414035 Sisteron Yves 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2015-03-20 4 S 0 10000 57.11 D 89194 I By Rodeo Alpine LLC Common Stock 2015-03-20 4 S 0 10000 57.11 D 71397 I By Shadow Hill LLC Common Stock 2015-03-20 4 S 0 18506 57.11 D 13763 I By The Sisteron Family Trust Common Stock 2015-03-23 4 S 0 4500 57.31 D 84694 I By Rodeo Alpine LLC Common Stock 2015-03-23 4 S 0 4500 57.31 D 66897 I By Shadow Hill LLC Common Stock 2015-03-23 4 S 0 5931 57.31 D 7832 I By The Sisteron Family Trust Common Stock 12000 D Director Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 2990 2990 D Director Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 6495 6.495 D Director Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 8837 8837 D Director Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 4183 4183 D Director Stock Option (Right to Buy) 55.29 2016-02-28 2025-02-28 Common Stock 2913 2913 D Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column. /s/ Shelly O'Brien, by power of attorney for Yves Sisteron 2015-03-24