0001209191-15-070938.txt : 20150916 0001209191-15-070938.hdr.sgml : 20150916 20150916143047 ACCESSION NUMBER: 0001209191-15-070938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150914 FILED AS OF DATE: 20150916 DATE AS OF CHANGE: 20150916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD CAPITAL CORP II CENTRAL INDEX KEY: 0001337274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 203060101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traquair Brian A CENTRAL INDEX KEY: 0001557750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53654 FILM NUMBER: 151110159 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-14 0 0001337274 SUNGARD CAPITAL CORP II NONE 0001557750 Traquair Brian A SUNGARD DATA SYSTEMS INC. 680 E. SWEDESFORD ROAD WAYNE PA 19087 0 1 0 0 EVP, Financial Systems Preferred Stock 2015-09-14 4 M 0 212.3664 A 2640.5653 D Preferred Stock 2015-09-14 4 F 0 105.1851 0.00 D 2535.3803 D Preferred Stock 2015-09-14 4 M 0 212.3664 A 2747.7466 D Preferred Stock 2015-09-14 4 F 0 105.1851 0.00 D 2642.5616 D Time-Based Restricted Stock Unit 2015-09-14 4 M 0 5577.8885 0.00 D 2015-09-14 2015-09-14 Units 5577.8885 0 D Performance-Based Restricted Stock Unit 2015-09-14 4 M 0 5577.8885 0.00 D 2015-09-14 2015-09-14 Units 5577.8885 0 D Time-Based Restricted Stock Unit ("RSU") award granted September 14, 2011 represented the right to receive Units (as defined in note 3 below) upon satisfaction of time-based vesting and payout conditions. Performance-Based RSU award granted September 14, 2011 represented a right to receive Units (as defined in note 3 below) upon satisfaction of performance-based vesting and time-based payout conditions. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard and 0.038 shares of preferred stock of SunGard Capital Corp. II. Leslie S. Brush, attorney-in-fact for Brian A. Traquair 2015-09-16