0001209191-15-049335.txt : 20150603
0001209191-15-049335.hdr.sgml : 20150603
20150603101327
ACCESSION NUMBER: 0001209191-15-049335
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNGARD CAPITAL CORP II
CENTRAL INDEX KEY: 0001337274
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 203060101
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 484-582-2000
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cassidy Patricia K.
CENTRAL INDEX KEY: 0001633717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53654
FILM NUMBER: 15908998
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-01
0
0001337274
SUNGARD CAPITAL CORP II
NONE
0001633717
Cassidy Patricia K.
SUNGARD DATA SYSTEMS INC.
680 EAST SWEDESFORD ROAD
WAYNE
PA
19087
0
1
0
0
SVP-Human Resources & CHRO
Preferred Stock
2015-06-01
4
M
0
57.3389
A
354.0108
D
Preferred Stock
2015-06-01
4
F
0
17.987
205.52
D
336.024
D
Preferred Stock
2015-06-01
4
M
0
57.3389
A
393.3627
D
Preferred Stock
2015-06-01
4
F
0
17.9871
205.52
D
375.376
D
Time-Based Restricted Stock Unit
0.00
2015-06-01
4
A
0
4550
0.00
A
Units
4550
4550
D
Performance-Based Restricted Stock Unit
0.00
2015-06-01
4
A
0
9100
0.00
A
Units
9100
9100
D
Time-Based Restricted Stock Unit
2015-06-01
4
M
0
1506.0298
0.00
D
2015-06-01
2015-06-01
Units
1506.0298
0
D
Performance-Based Restricted Stock Unit
2015-06-01
4
M
0
1506.0298
0.00
D
2015-06-01
2015-06-01
Units
1506.0298
0
D
Time-Based Restricted Stock Unit ("RSU") award granted June 1, 2011 represented the right to receive Units (as defined in note 4 below) upon satisfaction of time-based vesting and payout conditions.
Performance-Based RSU award granted June 1, 2011 represented a right to receive Units (as defined in note 4 below) upon satisfaction of performance-based vesting and time-based payout conditions.
Time-Based Restricted Stock Units ("RSUs") vest over three years with one-third vesting on each of the first three anniversaries of the date of grant. The Reporting Person's vested RSUs are paid in shares upon vesting.
Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II.
Performance-Based RSUs vest up to 200% of the amount granted if the value of shares on June 1, 2018 meets specified stock price thresholds and if the Reporting Person remains employed through June 1, 2018. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) the Reporting Person's termination of employment as a result of death, (ii) the Reporting Person's separation from service without cause upon or following a change of control or (iii) the date that is three years after the date of grant.
Leslie S. Brush, attorney-in-fact for Patricia K. Cassidy
2015-06-03