0001209191-15-049330.txt : 20150603 0001209191-15-049330.hdr.sgml : 20150603 20150603101107 ACCESSION NUMBER: 0001209191-15-049330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD CAPITAL CORP II CENTRAL INDEX KEY: 0001337274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 203060101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breakiron Christopher P CENTRAL INDEX KEY: 0001438305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53654 FILM NUMBER: 15908988 MAIL ADDRESS: STREET 1: LENDER PROCESSING SERVICES, INC. STREET 2: 601 RIVERSIDE AVE. CITY: JACKSONVILLE STATE: FL ZIP: 32204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-01 0 0001337274 SUNGARD CAPITAL CORP II NONE 0001438305 Breakiron Christopher P 680 EAST SWEDESFORD ROAD WAYNE PA 19087 0 1 0 0 VP & Chief Accounting Officer Time-Based Restricted Stock Unit 0.00 2015-06-01 4 A 0 4173 0.00 A Units 4173 4173 D Performance-Based Restricted Stock Unit 0.00 2015-06-01 4 A 0 8347 0.00 A Units 8347 8347 D Time-Based Restricted Stock Units ("RSUs") vest over three years with one-third vesting on each of the first three anniversaries of the date of grant. The Reporting Person's vested RSUs are paid in shares upon vesting. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II. Performance-Based RSUs vest up to 200% of the amount granted if the value of shares on June 1, 2018 meets specified stock price thresholds and if the Reporting Person remains employed through June 1, 2018. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) the Reporting Person's termination of employment as a result of death, (ii) the Reporting Person's separation from service without cause upon or following a change of control or (iii) the date that is three years after the date of grant. Leslie S. Brush, attorney-in-fact for Christopher P. Breakiron 2015-06-03