0001209191-15-065782.txt : 20150813
0001209191-15-065782.hdr.sgml : 20150813
20150813133546
ACCESSION NUMBER: 0001209191-15-065782
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150811
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunGard
CENTRAL INDEX KEY: 0001337272
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 203059890
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 484-582-2000
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: SUNGARD CAPITAL CORP
DATE OF NAME CHANGE: 20050829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Traquair Brian A
CENTRAL INDEX KEY: 0001557750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53653
FILM NUMBER: 151049923
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-11
0
0001337272
SunGard
NONE
0001557750
Traquair Brian A
SUNGARD DATA SYSTEMS INC.
680 E. SWEDESFORD ROAD
WAYNE
PA
19087
0
1
0
0
EVP, Financial Systems
Class A Common Stock
2015-08-11
4
M
0
53794.1616
A
114107.779
D
Class A Common Stock
2015-08-11
4
F
0
41528.4308
0.00
D
72579.3481
D
Class A Common Stock
2015-08-11
4
M
0
45311.45
A
117890.7981
D
Class A Common Stock
2015-08-11
4
F
0
34979.882
0.00
D
82910.9161
D
Time-Based Unit Option (right to buy)
12.87
2015-08-11
4
M
0
41380.1243
0.00
D
2010-08-11
2015-08-11
Unit
41380.1243
0
D
Performance-Based Unit Option (right to buy)
12.87
2015-08-11
4
M
0
34854.9615
0.00
D
2013-12-31
2015-08-11
Unit
34854.9615
0
D
Class L Common Stock
2015-08-11
4
M
0
5977.1291
0.00
A
Class-A 8 Common Stock
5977.1291
12678.6421
D
Class L Common Stock
2015-08-11
4
F
0
4614.2701
0.00
D
Class-A 8 Common Stock
4614.2701
8064.372
D
Class L Common Stock
2015-08-11
4
M
0
5034.6056
0.00
A
Class-A 8 Common Stock
5034.6056
13098.9776
D
Class L Common Stock
2015-08-11
4
F
0
3886.654
0.00
D
Class-A 8 Common Stock
3886.654
9212.324
D
Shares received upon an exercise of an aggregate of 41,380.1243 options for Units at an exercise price of $12.87 per Unit.
Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard and 0.038 shares of preferred stock of SunGard Capital Corp. II.
Shares received upon an exercise of an aggregate of 34,854.9615 options for Units at an exercise price of $12.87 per Unit.
Each share of Class L common stock automatically converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
Leslie S. Brush, attorney-in-fact for Brian A. Traquair
2015-08-13