0000899243-15-009168.txt : 20151202 0000899243-15-009168.hdr.sgml : 20151202 20151202175243 ACCESSION NUMBER: 0000899243-15-009168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20151202 DATE AS OF CHANGE: 20151202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CENTRAL INDEX KEY: 0001337272 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 203059890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNGARD CAPITAL CORP DATE OF NAME CHANGE: 20050829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noell Robert Davis CENTRAL INDEX KEY: 0001472786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53653 FILM NUMBER: 151265758 MAIL ADDRESS: STREET 1: C/O STREAM GLOBAL SERVICES, INC. STREET 2: 20 WILLIAM STREET, SUITE 310 CITY: WELLESLEY STATE: MA ZIP: 02481 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-30 1 0001337272 SunGard NONE 0001472786 Noell Robert Davis C/O PROVIDENCE EQUITY PARTNERS L.L.C. 9 WEST 57TH STREET, SUITE 4700 NEW YORK NY 10019 1 0 0 0 Class A-6 common stock 2015-11-30 4 D 0 21295238 D 2005-08-11 Common Stock 21295238 0 I By Providence Equity Funds Class L Common Stock 2015-11-30 4 D 0 2366138 D Common Stock 2366138 0 I By Providence Equity Funds Class A-6 common stock was convertible into Class A-8 common stock of the Issuer on a one-for-one basis at any time at the option of the holder and in certain other cases and had no expiration date. On November 30, 2015, Fidelity National Information Services, Inc. ("FIS") acquired SunGard pursuant to the Agreement and Plan of Merger, dated August 12, 2015, by and among FIS, SunGard and the other parties named therein (the "Merger Agreement"). Pursuant to the Merger Agreement, SunGard became a wholly-owned subsidiary of FIS (the "Merger"). At the effective time of the Merger, pursuant to the Merger Agreement, each share of Class A-6 common stock of SunGard was cancelled for no consideration. "Common Stock" means Class A-8 common stock of the Issuer. The Providence Equity Funds referred to herein are Providence Equity Partners V LP ("PEP V") and Providence Equity Partners V-A LP ("PEP V-A" and, together with PEP V, the "Providence Equity Funds"). Mr. Davis is a principal of Providence Equity Partners L.L.C., an affiliate of the Providence Equity Funds. Mr. Davis disclaims beneficial ownership of the securities of the Issuer held by each such entity, except to the extent of any pecuniary interest he may have therein. Each share of Class L common stock was to automatically convert into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of certain investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless certain investors determined otherwise. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Class L common stock was converted into the right to receive approximately 0.7549 shares of FIS common stock and $60.14 in cash. /s/ Robert Davis Noell 2015-12-02