0000899243-15-009156.txt : 20151202 0000899243-15-009156.hdr.sgml : 20151202 20151202173924 ACCESSION NUMBER: 0000899243-15-009156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20151202 DATE AS OF CHANGE: 20151202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CENTRAL INDEX KEY: 0001337272 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 203059890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNGARD CAPITAL CORP DATE OF NAME CHANGE: 20050829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park John Ihn CENTRAL INDEX KEY: 0001604829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53653 FILM NUMBER: 151265705 MAIL ADDRESS: STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-30 1 0001337272 SunGard NONE 0001604829 Park John Ihn C/O KOHLBERG KRAVIS ROBERTS & CO., L.P.. 9 WEST 57TH STREET NEW YORK NY 10019 1 0 0 0 Class A-5 common stock 2015-11-30 4 D 0 33937852 D 2005-08-11 Common Stock 33937852 0 I See Notes Class A-5 common stock 2015-11-30 4 D 0 911806 D 2005-08-11 Common Stock 911806 0 I See Notes Class L Common Stock 2015-11-30 4 D 0 3770872 D Common Stock 3770872 0 I See Notes Class L Common Stock 2015-11-30 4 D 0 101312 D Common Stock 101312 0 I See Notes Class A-5 common stock was convertible into Class A-8 common stock of the Issuer on a one-for-one basis at any time at the option of the holder and in certain other cases and had no expiration date. On November 30, 2015, Fidelity National Information Services, Inc. ("FIS") acquired SunGard pursuant to the Agreement and Plan of Merger, dated August 12, 2015, by and among FIS, SunGard and the other parties named therein (the "Merger Agreement"). Pursuant to the Merger Agreement, SunGard became a wholly-owned subsidiary of FIS (the "Merger"). At the effective time of the Merger, pursuant to the Merger Agreement, each share of Class A-5 common stock of SunGard was cancelled for no consideration. "Common Stock" means Class A-8 common stock of the Issuer. Shares reported reflect shares beneficially owned by KKR Millennium Fund L.P., for which KKR Associates Millennium L.P. is the general partner, and for which KKR Millennium GP LLC is the general partner of that limited partnership and exercises sole voting and investment power with respect to such shares. The Reporting Person disclaims beneficial ownership of any securities reported herein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. Shares reported reflect shares beneficially owned by KKR Partners III, L.P., for which KKR III GP LLC is the general partner and exercises sole voting and investment power with respect to such shares. Each share of Class L common stock was to automatically convert into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of certain investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless certain investors determined otherwise. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Class L common stock was converted into the right to receive approximately 0.7549 shares of FIS common stock and $60.14 in cash. Leslie S. Brush, attorney-in-fact for John Ihn Park 2015-12-02