0001587987-24-000009.txt : 20240123
0001587987-24-000009.hdr.sgml : 20240123
20240123091744
ACCESSION NUMBER: 0001587987-24-000009
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240123
DATE AS OF CHANGE: 20240123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Michael Adam
CENTRAL INDEX KEY: 0001337003
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36742
FILM NUMBER: 24550619
MAIL ADDRESS:
STREET 1: C/O NEWTEK BUSINESS SERVICES INC
STREET 2: 462 SEVENTH AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewtekOne, Inc.
CENTRAL INDEX KEY: 0001587987
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 463755188
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 T REX AVENUE
STREET 2: SUITE 120
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 212-356-9500
MAIL ADDRESS:
STREET 1: 4800 T REX AVENUE
STREET 2: SUITE 120
CITY: BOCA RATON
STATE: FL
ZIP: 33431
FORMER COMPANY:
FORMER CONFORMED NAME: Newtek Business Services Corp.
DATE OF NAME CHANGE: 20130930
5
1
wk-form5_1706019453.xml
FORM 5
X0508
5
2023-12-31
0
0
0
0001587987
NewtekOne, Inc.
NEWT
0001337003
Schwartz Michael Adam
4800 T-REX AVENUE
SUITE 120
BOCA RATON
FL
33431
0
1
0
0
Chief Legal Officer
0
Common stock
2023-02-15
5
F
0
1204
20.39
D
39762
D
Common stock
2023-03-15
5
F
0
321
12.20
D
39441
D
Common stock
2023-04-14
5
P
0
271
13.05
A
39712
D
Common stock
2023-07-21
5
P
0
200
17.92
A
39912
D
Common stock
2023-10-20
5
P
0
270
13.40
A
40182
D
Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
Michael A. Schwartz
2024-01-23