0001587987-24-000009.txt : 20240123 0001587987-24-000009.hdr.sgml : 20240123 20240123091744 ACCESSION NUMBER: 0001587987-24-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240123 DATE AS OF CHANGE: 20240123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Michael Adam CENTRAL INDEX KEY: 0001337003 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36742 FILM NUMBER: 24550619 MAIL ADDRESS: STREET 1: C/O NEWTEK BUSINESS SERVICES INC STREET 2: 462 SEVENTH AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewtekOne, Inc. CENTRAL INDEX KEY: 0001587987 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 463755188 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 212-356-9500 MAIL ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Newtek Business Services Corp. DATE OF NAME CHANGE: 20130930 5 1 wk-form5_1706019453.xml FORM 5 X0508 5 2023-12-31 0 0 0 0001587987 NewtekOne, Inc. NEWT 0001337003 Schwartz Michael Adam 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 0 1 0 0 Chief Legal Officer 0 Common stock 2023-02-15 5 F 0 1204 20.39 D 39762 D Common stock 2023-03-15 5 F 0 321 12.20 D 39441 D Common stock 2023-04-14 5 P 0 271 13.05 A 39712 D Common stock 2023-07-21 5 P 0 200 17.92 A 39912 D Common stock 2023-10-20 5 P 0 270 13.40 A 40182 D Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Michael A. Schwartz 2024-01-23