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Form 3/A - Initial statement of beneficial ownership of securities: [Amend]
SEC Accession No. 0000921895-15-002774
Filing Date
2015-12-11
Accepted
2015-12-11 18:04:54
Documents
1
Period of Report
2015-11-30

Document Format Files

Seq Description Document Type Size
1 OWNERSHIP DOCUMENT form3a08319001_12112015.html 3/A  
1 OWNERSHIP DOCUMENT form3a08319001_12112015.xml 3/A 14114
  Complete submission text file 0000921895-15-002774.txt   19370
Mailing Address 410 PARK AVENUE 14TH FLOOR NEW YORK NY 10022
Business Address 410 PARK AVENUE 14TH FLOOR NEW YORK NY 10022 212-417-8000
NATIONAL HOLDINGS CORP (Issuer) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 11100 SANTA MONICA BLVD STE 810 LOS ANGELES CA 90025
Business Address
RILEY BRYANT R (Reporting) CIK: 0001207269 (see all company filings)

Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284206

Mailing Address 11100 SANTA MONICA BLVD. STE. 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD. STE. 800 LOS ANGELES CA 90025 310-966-1444
B. Riley & Co., LLC (Reporting) CIK: 0001337002 (see all company filings)

State of Incorp.: DE
Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284211

Mailing Address 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA 91367
Business Address 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Reporting) CIK: 0001464790 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284209
SIC: 7389 Services-Business Services, NEC

Mailing Address 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 310-966-1445
BRC Partners Opportunity Fund, LP (Reporting) CIK: 0001642765 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284212

Mailing Address 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 310-966-1445
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting) CIK: 0001658704 (see all company filings)

State of Incorp.: NY | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284210

Mailing Address 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025 (310)966-1444
B. Riley & Co., LLC 401(K) Profit Sharing Plan (Reporting) CIK: 0001660819 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284208

Mailing Address 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025 (310)966-1444
Robert Antin Children Irrevocable Trust dtd 1/1/01 (Reporting) CIK: 0001660821 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-12629 | Film No.: 151284207