The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ATMI INC | COM | 00207R101 | 340 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ACCELRYS INC | COM | 00430U103 | 125 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| AMCOL INTERNATIONAL CORP | COM | 02341W103 | 229 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| AUGUSTA RESOURCE CORP(ASE) | COM | 50912203 | 185 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| AUTONAVI HOLDING LTD-ADR(NSM) | ADR | 05330F106 | 200 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BEAM INC (NYS) | COM | 73730103 | 1,416 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| CAPITALSOURCE INC (ACQ) | COM | 14055X102 | 511 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| FOREST LABORATORIES INC | COM | 345838106 | 738 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| HI-TECH PHARMACAL CO INC | COM | 42840B101 | 260 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| HUDSON CITY BANCORP INC | COM | 443683107 | 737 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| JEFFERSON BANCSHARES INC/TN | COM | 472375104 | 272 | 34,999 | SH | SOLE | 34,999 | 0 | 0 | ||
| JONES GROUP INC/THE (ACQ) | COM | 48020T101 | 292 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
| JOS A BANK CLOTHIERS INC | COM | 480838101 | 386 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| KKR FINANCIAL HOLDINGS LLC | COM | 48248A306 | 237 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
| LCA-VISION INC (NSM) | COM | 501803308 | 188 | 35,200 | SH | SOLE | 35,200 | 0 | 0 | ||
| LSI CORP | COM | 502161102 | 443 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| NTS INC (ASE) | COM | 62943B105 | 86 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
| NICHOLAS FINANCIAL INC | NEW | 65373J209 | 346 | 21,996 | SH | SOLE | 21,996 | 0 | 0 | ||
| PACER INTERNATIONAL INC ( (ACQ) | COM | 69373H106 | 515 | 57,491 | SH | SOLE | 57,491 | 0 | 0 | ||
| SWS GROUP INC | COM | 78503N107 | 97 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| SIRIUS XM HOLDINGS INC | COM | 82968B103 | 80 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| STERLING FINL CORP/SPOKANE(NAS) | COM | 859319303 | 500 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| SUPERTEX INC (ACQ) | COM | 868532102 | 412 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
| TECHE HOLDING CO | COM | 878330109 | 395 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| TEXAS INDUSTRIES INC | COM | 882491103 | 314 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
| TIME WARNER CABLE INC | COM | 88732J207 | 617 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
| TOWER FINANCIAL CORP | COM | 891769101 | 248 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| TRUNKBOW INTERNATIONAL HOLDI-NMS | COM | 89818A102 | 104 | 73,530 | SH | SOLE | 73,530 | 0 | 0 | ||
| TWENTY-FIRST CENTURY FOX - B | L B | 90130A200 | 311 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| GENPACT LTD (NYS) | SHS | G3922B107 | 235 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
| LIBERTY GLOBAL PLC-SERIES C | L C | G5480U120 | 204 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| TOWER GROUP INTERNATIONAL LT | COM | G8988C105 | 108 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| FOSTER WHEELER AG (NSM) | COM | H27178104 | 454 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| TIME WARNER CABLE-A C @ 140.0 APR 14 | CALL | 88732J907 | 5 | 40 | SH | Call | SOLE | 40 | 0 | 0 | |
| TIME WARNER CABLE-A C @ 155.0 APR 14 | CALL | 88732J907 | 1 | 40 | SH | Call | SOLE | 40 | 0 | 0 | |
| BARRICK GOLD STK | COM | 067901108 | 2,066 | 115,850 | SH | SOLE | 115,850 | 0 | 0 | ||