0001140361-15-010478.txt : 20150305
0001140361-15-010478.hdr.sgml : 20150305
20150305155328
ACCESSION NUMBER: 0001140361-15-010478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150304
FILED AS OF DATE: 20150305
DATE AS OF CHANGE: 20150305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmidt Stephen J
CENTRAL INDEX KEY: 0001336617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 15677358
MAIL ADDRESS:
STREET 1: C/O WAUWATOSA HOLDINGS, INC.
STREET 2: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226-3250
4
1
doc1.xml
FORM 4
X0306
4
2015-03-04
0
0001569994
Waterstone Financial, Inc.
WSBF
0001336617
Schmidt Stephen J
11200 W PLANK COURT
WAUWATOSA
WI
53226
1
0
0
0
Common Stock
2015-03-04
4
A
0
28000
0.00
A
70078
D
Stock Options
16.11
2014-01-22
2017-01-05
Common Stock
54865
54865
D
Stock Options
12.75
2015-03-04
4
A
0
100000
0.00
A
2016-03-04
2025-03-04
Common Stock
100000
100000
D
Represents shares of restricted stock that vest at a rate of 20% per year commencing on March 6, 2015.
Represents stock options that vest at a rate of 20% per year commencing on March 4, 2016.
/s/ William F. Bruss, attorney in fact
2015-03-05