0001567619-20-013148.txt : 20200710 0001567619-20-013148.hdr.sgml : 20200710 20200710133236 ACCESSION NUMBER: 0001567619-20-013148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200709 FILED AS OF DATE: 20200710 DATE AS OF CHANGE: 20200710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawton Patrick S CENTRAL INDEX KEY: 0001336613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 201022706 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2020-07-09 0 0001569994 Waterstone Financial, Inc. WSBF 0001336613 Lawton Patrick S 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2020-07-09 4 M 0 62500 12.75 A 251062 D Common Stock 2500 I By Trust Child 1 Common Stock 2500 I By Trust Child 2 Common Stock 2500 I By Trust Child 3 Common Stock 2500 I By Trust Child 4 Stock Options 12.75 2020-07-09 4 M 0 62500 12.75 D 2016-03-04 2025-03-04 Common Stock 62500 37500 D /s/ William F. Bruss, Attorney-In-Fact 2020-07-10