0001140361-15-010476.txt : 20150305 0001140361-15-010476.hdr.sgml : 20150305 20150305155213 ACCESSION NUMBER: 0001140361-15-010476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150304 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawton Patrick S CENTRAL INDEX KEY: 0001336613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 15677352 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 4 1 doc1.xml FORM 4 X0306 4 2015-03-04 0 0001569994 Waterstone Financial, Inc. WSBF 0001336613 Lawton Patrick S 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2015-03-04 4 A 0 40000 0.00 A 214698 D Common Stock 2500 I By Trust Child 4 Common Stock 532 I By Spouse Common Stock 2500 I By Trust Child 1 Common Stock 2500 I By Trust Child 2 Common Stock 2500 I By Trust Child 3 Stock Options 16.11 2014-01-22 2017-01-05 Common Stock 54865 54865 D Stock Options 12.75 2015-03-04 4 A 0 100000 0.00 A 2016-03-04 2025-03-04 Common Stock 100000 100000 D Represents shares of restricted stock that vest at a rate of 20% per year commencing on March 6, 2015. Represents stock options that vest at a rate of 20% per year commencing on March 4,2016. /s/ William F. Bruss, attorney-in-fact 2015-03-05