0001140361-14-023032.txt : 20140527 0001140361-14-023032.hdr.sgml : 20140526 20140527124327 ACCESSION NUMBER: 0001140361-14-023032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawton Patrick S CENTRAL INDEX KEY: 0001336613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 14869172 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 4 1 doc1.xml FORM 4 X0306 4 2014-05-15 0 0001569994 Waterstone Financial, Inc. WSBF 0001336613 Lawton Patrick S 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2014-05-15 4 S 0 2876 10.601 D 2500 I By Trust Child 4 Common Stock 174698 D Common Stock 532 I By Spouse Common Stock 2500 I By Trust Child 1 Common Stock 2500 I By Trust Child 2 Common Stock 2500 I By Trust Child 3 Stock Options 16.11 2014-01-22 2017-01-05 Common Stock 54865 54865 D /s/ William F Bruss, attorney-in-fact 2014-05-27