0001567619-22-000016.txt : 20220103 0001567619-22-000016.hdr.sgml : 20220103 20220103141501 ACCESSION NUMBER: 0001567619-22-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211228 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dalum Thomas E CENTRAL INDEX KEY: 0001336612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 22501603 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2021-12-28 0 0001569994 Waterstone Financial, Inc. WSBF 0001336612 Dalum Thomas E 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2021-12-28 5 G 0 25000 21.835 D 38531 D Common Stock 25000 I By IRA Common Stock 36596 I By Trust Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 79219 79219 D /s/ William F. Bruss, Attorney in Fact 2022-01-03