0001567619-21-021018.txt : 20211123
0001567619-21-021018.hdr.sgml : 20211123
20211123143759
ACCESSION NUMBER: 0001567619-21-021018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211119
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dalum Thomas E
CENTRAL INDEX KEY: 0001336612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 211437413
MAIL ADDRESS:
STREET 1: C/O WAUWATOSA HOLDINGS, INC.
STREET 2: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226-3250
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
4
1
doc1.xml
FORM 4
X0306
4
2021-11-19
0
0001569994
Waterstone Financial, Inc.
WSBF
0001336612
Dalum Thomas E
11200 W PLANK COURT
WAUWATOSA
WI
53226
1
0
0
0
Common Stock
2021-11-19
4
M
0
9658
12.75
A
73189
D
Common Stock
2021-11-19
4
S
0
2000
21.50
D
71189
D
Common Stock
2021-11-19
4
S
0
359
21.505
D
70830
D
Common Stock
2021-11-19
4
S
0
260
21.51
D
70570
D
Common Stock
2021-11-19
4
S
0
81
21.515
D
70489
D
Common Stock
2021-11-19
4
S
0
2861
21.52
D
67628
D
Common Stock
2021-11-19
4
S
0
1585
21.53
D
66043
D
Common Stock
2021-11-19
4
S
0
179
21.535
D
65864
D
Common Stock
2021-11-19
4
S
0
1441
21.54
D
64423
D
Common Stock
2021-11-19
4
S
0
170
21.55
D
64253
D
Common Stock
2021-11-19
4
S
0
447
21.56
D
63806
D
Common Stock
2021-11-19
4
S
0
275
21.57
D
63531
D
Common Stock
2021-11-22
4
M
0
10270
12.75
A
73801
D
Common Stock
2021-11-22
4
S
0
1
21.64
D
73800
D
Common Stock
2021-11-22
4
S
0
200
21.645
D
73600
D
Common Stock
2021-11-22
4
S
0
300
21.65
D
73300
D
Common Stock
2021-11-22
4
S
0
20
21.67
D
73280
D
Common Stock
2021-11-22
4
S
0
380
21.68
D
72900
D
Common Stock
2021-11-22
4
S
0
100
21.69
D
72800
D
Common Stock
2021-11-22
4
S
0
200
21.70
D
72600
D
Common Stock
2021-11-22
4
S
0
600
21.71
D
72000
D
Common Stock
2021-11-22
4
S
0
100
21.72
D
71900
D
Common Stock
2021-11-22
4
S
0
200
21.73
D
71700
D
Common Stock
2021-11-22
4
S
0
420
21.74
D
71280
D
Common Stock
2021-11-22
4
S
0
280
21.745
D
71000
D
Common Stock
2021-11-22
4
S
0
449
21.75
D
70551
D
Common Stock
2021-11-22
4
S
0
1180
21.76
D
69371
D
Common Stock
2021-11-22
4
S
0
100
21.765
D
69271
D
Common Stock
25000
I
By IRA
Common Stock
36596
I
By Trust
Stock Options
12.75
2021-11-19
4
M
0
9658
0
D
2016-03-04
2025-03-04
Common Stock
9658
90342
D
Stock Options
12.75
2021-11-22
4
M
0
10270
0
D
2016-03-04
2025-03-04
Common Stock
10270
80072
D
/s/ Mark R. Gerke, Attorney in Fact
2021-11-23