0001567619-21-021018.txt : 20211123 0001567619-21-021018.hdr.sgml : 20211123 20211123143759 ACCESSION NUMBER: 0001567619-21-021018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dalum Thomas E CENTRAL INDEX KEY: 0001336612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 211437413 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2021-11-19 0 0001569994 Waterstone Financial, Inc. WSBF 0001336612 Dalum Thomas E 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2021-11-19 4 M 0 9658 12.75 A 73189 D Common Stock 2021-11-19 4 S 0 2000 21.50 D 71189 D Common Stock 2021-11-19 4 S 0 359 21.505 D 70830 D Common Stock 2021-11-19 4 S 0 260 21.51 D 70570 D Common Stock 2021-11-19 4 S 0 81 21.515 D 70489 D Common Stock 2021-11-19 4 S 0 2861 21.52 D 67628 D Common Stock 2021-11-19 4 S 0 1585 21.53 D 66043 D Common Stock 2021-11-19 4 S 0 179 21.535 D 65864 D Common Stock 2021-11-19 4 S 0 1441 21.54 D 64423 D Common Stock 2021-11-19 4 S 0 170 21.55 D 64253 D Common Stock 2021-11-19 4 S 0 447 21.56 D 63806 D Common Stock 2021-11-19 4 S 0 275 21.57 D 63531 D Common Stock 2021-11-22 4 M 0 10270 12.75 A 73801 D Common Stock 2021-11-22 4 S 0 1 21.64 D 73800 D Common Stock 2021-11-22 4 S 0 200 21.645 D 73600 D Common Stock 2021-11-22 4 S 0 300 21.65 D 73300 D Common Stock 2021-11-22 4 S 0 20 21.67 D 73280 D Common Stock 2021-11-22 4 S 0 380 21.68 D 72900 D Common Stock 2021-11-22 4 S 0 100 21.69 D 72800 D Common Stock 2021-11-22 4 S 0 200 21.70 D 72600 D Common Stock 2021-11-22 4 S 0 600 21.71 D 72000 D Common Stock 2021-11-22 4 S 0 100 21.72 D 71900 D Common Stock 2021-11-22 4 S 0 200 21.73 D 71700 D Common Stock 2021-11-22 4 S 0 420 21.74 D 71280 D Common Stock 2021-11-22 4 S 0 280 21.745 D 71000 D Common Stock 2021-11-22 4 S 0 449 21.75 D 70551 D Common Stock 2021-11-22 4 S 0 1180 21.76 D 69371 D Common Stock 2021-11-22 4 S 0 100 21.765 D 69271 D Common Stock 25000 I By IRA Common Stock 36596 I By Trust Stock Options 12.75 2021-11-19 4 M 0 9658 0 D 2016-03-04 2025-03-04 Common Stock 9658 90342 D Stock Options 12.75 2021-11-22 4 M 0 10270 0 D 2016-03-04 2025-03-04 Common Stock 10270 80072 D /s/ Mark R. Gerke, Attorney in Fact 2021-11-23