0001213900-23-011448.txt : 20230214
0001213900-23-011448.hdr.sgml : 20230214
20230214154631
ACCESSION NUMBER: 0001213900-23-011448
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lund David Michael
CENTRAL INDEX KEY: 0001336274
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39958
FILM NUMBER: 23628195
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE SUITE 700
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Inc.
CENTRAL INDEX KEY: 0001786108
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 480.374.5350
MAIL ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
5
1
ownership.xml
X0306
5
2022-12-31
0
0
1
0001786108
Trinity Capital Inc.
TRIN
0001336274
Lund David Michael
C/O TRINITY CAPITAL INC.
1 N. 1ST STREET, 3RD FLOOR
PHOENIX
AZ
85004
0
1
0
0
CFO, EVP - Finance & Treasurer
Common Stock
2022-06-15
4
F
0
L
2816
14.77
D
65373
D
Common Stock
2022-09-15
4
F
0
L
3582
14.96
D
65373
D
Common Stock
2022-12-15
4
F
0
L
3582
10.68
D
65373
D
Common Stock
3500
I
By the David M Lund Rev Liv TR U/A DTD 11-14-13
Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.
Sarah Stanton is signing on behalf of Mr. Lund pursuant to the power of attorney dated August 25, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Lund filed on August 25, 2021.
/s/ Sarah Stanton, on behalf of David M. Lund
2023-02-14