0001213900-23-011448.txt : 20230214 0001213900-23-011448.hdr.sgml : 20230214 20230214154631 ACCESSION NUMBER: 0001213900-23-011448 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lund David Michael CENTRAL INDEX KEY: 0001336274 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 23628195 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE SUITE 700 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 5 1 ownership.xml X0306 5 2022-12-31 0 0 1 0001786108 Trinity Capital Inc. TRIN 0001336274 Lund David Michael C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, 3RD FLOOR PHOENIX AZ 85004 0 1 0 0 CFO, EVP - Finance & Treasurer Common Stock 2022-06-15 4 F 0 L 2816 14.77 D 65373 D Common Stock 2022-09-15 4 F 0 L 3582 14.96 D 65373 D Common Stock 2022-12-15 4 F 0 L 3582 10.68 D 65373 D Common Stock 3500 I By the David M Lund Rev Liv TR U/A DTD 11-14-13 Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022. Sarah Stanton is signing on behalf of Mr. Lund pursuant to the power of attorney dated August 25, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Lund filed on August 25, 2021. /s/ Sarah Stanton, on behalf of David M. Lund 2023-02-14