0001628280-21-007107.txt : 20210416 0001628280-21-007107.hdr.sgml : 20210416 20210416161454 ACCESSION NUMBER: 0001628280-21-007107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arora Anil CENTRAL INDEX KEY: 0001336059 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 21831670 MAIL ADDRESS: STREET 1: C/O YODLEE, INC., 3600 BRIDGE PARKWAY STREET 2: 2ND FLOOR CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_161860407548314.xml FORM 4 X0306 4 2021-02-26 0 0001337619 ENVESTNET, INC. ENV 0001336059 Arora Anil 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2021-02-26 4 A 0 6132 0 A 30088 D Common Stock 136 I By Trust for child Common Stock 136 I By Trust for child Represents performance stock units earned upon the achievement of specific performance measures, subject to vesting on July 30, 2021. These performance stock units convert into common stock on a one-for-one basis. These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares. /s/ Shelly O'Brien, by Power-of-Attorney for Anil Arora 2021-04-16