The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,377 | 10,089 | SH | SOLE | 10,089 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,282 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 3,794 | 49,796 | SH | SOLE | 49,796 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 21,523 | 67,630 | SH | SOLE | 67,630 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 14,652 | 75,339 | SH | SOLE | 75,339 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 1,233 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 48 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 29,130 | 25,070 | SH | SOLE | 25,070 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 13,187 | 11,341 | SH | SOLE | 11,341 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 735 | 18,998 | SH | SOLE | 18,998 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 40,098 | 20,566 | SH | SOLE | 20,566 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 3,147 | 36,761 | SH | SOLE | 36,761 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 21 | 2,600 | SH | Put | SOLE | 2,600 | 0 | 0 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,153 | 18,010 | SH | SOLE | 18,010 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 44,157 | 173,648 | SH | SOLE | 173,648 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 488 | 2,410 | SH | SOLE | 2,410 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 5,328 | 182,779 | SH | SOLE | 182,779 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 345 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 14,468 | 79,132 | SH | SOLE | 79,132 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 4,278 | 201,499 | SH | SOLE | 201,499 | 0 | 0 | ||
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 70 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,533 | 3,485 | SH | SOLE | 3,485 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 6,537 | 143,450 | SH | SOLE | 143,450 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 746 | 5,005 | SH | SOLE | 5,005 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 12,000 | 367,765 | SH | SOLE | 367,765 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 480 | 8,610 | SH | SOLE | 8,610 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 12/30/2030 | 110122140 | 9 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 929 | 2,129 | SH | SOLE | 2,129 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 19 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 214 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,258 | 31,160 | SH | SOLE | 31,160 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 2,774 | 80,687 | SH | SOLE | 80,687 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 10,450 | 36,649 | SH | SOLE | 36,649 | 0 | 0 | ||
CROSSFIRST BANKSHARES INC | COM | 22766M109 | 656 | 78,070 | SH | SOLE | 78,070 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,382 | 9,569 | SH | SOLE | 9,569 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 13,521 | 97,691 | SH | SOLE | 97,691 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 2 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 292 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 11,142 | 115,345 | SH | SOLE | 115,345 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 565 | 7,830 | SH | SOLE | 7,830 | 0 | 0 | ||
DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 489 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
DOW INC | COM | 260557103 | 763 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,082 | 13,380 | SH | SOLE | 13,380 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 2,274 | 182,243 | SH | SOLE | 182,243 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 155 | 10,845 | SH | SOLE | 10,845 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 450 | 721 | SH | SOLE | 721 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 65 | 9,700 | SH | Put | SOLE | 9,700 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 401 | 10,572 | SH | SOLE | 10,572 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 5,644 | 33,836 | SH | SOLE | 33,836 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 7,204 | 87,555 | SH | SOLE | 87,555 | 0 | 0 | ||
FORTINET INC | COM | 34959E109 | 1,821 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 3,218 | 217,300 | SH | SOLE | 217,300 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,091 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 10,482 | 67,806 | SH | SOLE | 67,806 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 300 | 8,750 | SH | SOLE | 8,750 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 860 | 12,020 | SH | SOLE | 12,020 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 9,671 | 51,798 | SH | SOLE | 51,798 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 6 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 233 | 1,739 | SH | SOLE | 1,739 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 3,742 | 62,366 | SH | SOLE | 62,366 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,895 | 53,498 | SH | SOLE | 53,498 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 18 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,523 | 3,075 | SH | SOLE | 3,075 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 5,343 | 28,061 | SH | SOLE | 28,061 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 268 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,003 | 7,750 | SH | SOLE | 7,750 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 317 | 2,101 | SH | SOLE | 2,101 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 250 | 2,516 | SH | SOLE | 2,516 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,988 | 22,790 | SH | SOLE | 22,790 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 20,266 | 225,105 | SH | SOLE | 225,105 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 5,182 | 220,780 | SH | SOLE | 220,780 | 0 | 0 | ||
KLA CORPORATION | COM NEW | 482480100 | 354 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 31 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 354 | 22,551 | SH | SOLE | 22,551 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 | 309 | 11,330 | SH | SOLE | 11,330 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 287 | 2,069 | SH | SOLE | 2,069 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 225 | 6,169 | SH | SOLE | 6,169 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 1,476 | 6,111 | SH | SOLE | 6,111 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 2,964 | 17,923 | SH | SOLE | 17,923 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 1,494 | 16,565 | SH | SOLE | 16,565 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 18,441 | 239,678 | SH | SOLE | 239,678 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 48,898 | 310,047 | SH | SOLE | 310,047 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 394 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,469 | 6,103 | SH | SOLE | 6,103 | 0 | 0 | ||
NORTHERN TR CORP | COM | 665859104 | 634 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 346 | 4,199 | SH | SOLE | 4,199 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 543 | 39,658 | SH | SOLE | 39,658 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 3,622 | 371,100 | SH | SOLE | 371,100 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 6,833 | 25,920 | SH | SOLE | 25,920 | 0 | 0 | ||
ONCOCYTE CORPORATION | COM | 68235C107 | 196 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 764 | 15,807 | SH | SOLE | 15,807 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 7,992 | 83,477 | SH | SOLE | 83,477 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 2,402 | 19,999 | SH | SOLE | 19,999 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 9 | 6,300 | SH | Put | SOLE | 6,300 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 8,133 | 249,160 | SH | SOLE | 249,160 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 245 | 3,355 | SH | SOLE | 3,355 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 391 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 1,128 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 570 | 5,186 | SH | SOLE | 5,186 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 2 | 4,200 | SH | Put | SOLE | 4,200 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 6,903 | 102,038 | SH | SOLE | 102,038 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,583 | 17,942 | SH | SOLE | 17,942 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 888 | 8,035 | SH | SOLE | 8,035 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 2,310 | 68,700 | SH | SOLE | 68,700 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,899 | 7,367 | SH | SOLE | 7,367 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 630 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,595 | 39,468 | SH | SOLE | 39,468 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 11,133 | 66,871 | SH | SOLE | 66,871 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 248 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 27,766 | 97,906 | SH | SOLE | 97,906 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 527 | 1,645 | SH | SOLE | 1,645 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 133 | 1,600 | SH | Put | SOLE | 1,600 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 864 | 9,658 | SH | SOLE | 9,658 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 501 | 3,551 | SH | SOLE | 3,551 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,758 | 13,636 | SH | SOLE | 13,636 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 365 | 1,723 | SH | SOLE | 1,723 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 121 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 86 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 9,310 | 173,276 | SH | SOLE | 173,276 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 2,436 | 10,239 | SH | SOLE | 10,239 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 34,229 | 212,445 | SH | SOLE | 212,445 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 340 | 2,994 | SH | SOLE | 2,994 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 281 | 3,601 | SH | SOLE | 3,601 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 16,569 | 140,786 | SH | SOLE | 140,786 | 0 | 0 |