0001193125-17-215551.txt : 20170628 0001193125-17-215551.hdr.sgml : 20170628 20170628064703 ACCESSION NUMBER: 0001193125-17-215551 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170628 FILED AS OF DATE: 20170628 DATE AS OF CHANGE: 20170628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001335730 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33098 FILM NUMBER: 17933703 BUSINESS ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 BUSINESS PHONE: 81-3-5224-1111 MAIL ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 6-K 1 d413564d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of June 2017

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒     Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐    No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-213187) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: June 28, 2017
Mizuho Financial Group, Inc.
By:  

/s/ Makoto Umemiya

Name:   Makoto Umemiya
Title:   Managing Executive Officer / Group CFO


June 28, 2017

To whom it may concern:

Mizuho Financial Group, Inc.

Filing of Extraordinary Report

Mizuho Financial Group, Inc. (the “Company”) hereby announces that it filed today an extraordinary report concerning the results of the exercise of voting rights at the general meeting of shareholders of the Company.

1. Reason for Filing

Given that the proposals were adopted or rejected at the 15th Ordinary General Meeting of Shareholders of the Company held on June 23, 2017, the Company filed the extraordinary report pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and Article 19, Paragraph 2, Item 9-2 of the Cabinet Office Ordinance on Disclosure of Corporate Affairs.

2. Description of Report

 

(1) Date on Which the General Meeting of Shareholders Was Held

June 23, 2017

 

(2) Details of Matters to be Resolved

 

  <Company’s Proposals (Proposals 1 and 2)>
  Proposal 1:      Partial amendment to the Articles of Incorporation
  Proposal 2:      Appointment of thirteen (13) directors
       It was proposed that Messrs. Yasuhiro Sato, Takanori Nishiyama, Koichi Iida, Makoto Umemiya, Yasuyuki Shibata, Ryusuke Aya, Nobukatsu Funaki, Tetsuo Seki, Takashi Kawamura, Tatsuo Kainaka and Hirotake Abe and Mses. Hiroko Ota and Izumi Kobayashi, thirteen (13) in total, be appointed to assume the office of Director.
  <Shareholders’ Proposals (Proposals 3 through 19)>
  Proposal 3:      Partial amendment to the Articles of Incorporation (Organizations that determine dividends from surplus, etc.)
  Proposal 4:      Partial amendment to the Articles of Incorporation (Exercise of voting rights of shares held for strategic reasons)
  Proposal 5:      Partial amendment to the Articles of Incorporation (Disclosure of compensation paid to individual officers)

 

1


  Proposal 6:      Partial amendment to the Articles of Incorporation (Separation of the Chairman of the Board of Directors and CEO)
  Proposal 7:      Partial amendment to the Articles of Incorporation (Creation of a system enabling employees of the Company to be reinstated after running for office in national elections, local assembly elections and elections for the heads of local governments, etc.)
  Proposal 8:      Partial amendment to the Articles of Incorporation (Disclosure of the policy on and results of officer training)
  Proposal 9:      Partial amendment to the Articles of Incorporation (Provision regarding the communications and responses between shareholders and directors)
  Proposal 10:      Partial amendment to the Articles of Incorporation (Provision regarding the system for direct recommendation of candidates for Directorship to the Nominating Committee by shareholders and equal treatment)
  Proposal 11:      Partial amendment to the Articles of Incorporation (Regarding the inclusion of shareholder proposals in a convocation notice, etc., with the upper limit on such proposals being 100 at minimum)
  Proposal 12:      Partial amendment to the Articles of Incorporation (Establishment of a liaison for reporting concerns to the Audit Committee)
  Proposal 13:      Partial amendment to the Articles of Incorporation (Holding of executive management committee meetings consisting of only the Outside Director(s), at which the Representative Executive Officer(s) are not present)
  Proposal 14:      Partial amendment to the Articles of Incorporation (Implementation of semi-“entry-level recruitment” and establishment of an employment quota for career tracks or executive positions, etc., for women who interrupted their careers for childbirth or child rearing, etc.)
  Proposal 15:      Partial amendment to the Articles of Incorporation (Prohibition of discriminatory treatment of activist investors)
  Proposal 16:      Partial amendment to the Articles of Incorporation (Establishment of special investigative committee on the matter of expressing the Company’s opinion on the recent actions by the Minister of Justice)
  Proposal 17:      Partial amendment to the Articles of Incorporation (Establishment of special investigative committee on the matter of frozen bank accounts at the Shakujii Branch)
  Proposal 18:      Partial amendment to the Articles of Incorporation (Establishment of a special investigative committee on the matter of the loan)
  Proposal 19:      Partial amendment to the Articles of Incorporation (Submission to the Bank of Japan of a written request to refrain from strongly pursuing its negative interest rate policy)

 

2


(3) Number of Voting Rights for Approval, Disapproval and Abstentions in the Matters to be Resolved, and the Approval Requirements and Voting Results thereof

 

Matters to be Resolved

   Number of
Approvals
(units)
     Number of
Disapprovals
(units)
     Number of
Abstentions
(units)
     Approval
Rate (%)
     Voting
Result
 

Proposal 1

     170,688,974        709,592        153,086        99        Adopted  

Proposal 2

              

Yasuhiro Sato

     169,191,051        2,376,891        216        98        Adopted  

Takanori Nishiyama

     169,286,157        2,128,915        153,086        98        Adopted  

Koichi Iida

     169,290,258        2,124,814        153,086        98        Adopted  

Makoto Umemiya

     169,292,372        2,122,700        153,086        98        Adopted  

Yasuyuki Shibata

     169,293,768        2,121,304        153,086        98        Adopted  

Ryusuke Aya

     165,115,786        6,299,278        153,086        96        Adopted  

Nobukatsu Funaki

     165,137,478        6,277,586        153,086        96        Adopted  

Tetsuo Seki

     168,101,990        3,465,957        216        98        Adopted  

Takashi Kawamura

     169,465,662        2,102,285        216        98        Adopted  

Tatsuo Kainaka

     169,650,148        1,917,799        216        98        Adopted  

Hirotake Abe

     169,693,279        1,874,668        216        98        Adopted  

Hiroko Ota

     169,947,570        1,620,377        216        99        Adopted  

Izumi Kobayashi

     170,427,606        1,140,343        216        99        Adopted  

Proposal 3

     74,417,970        96,862,310        275,944        43        Rejected  

Proposal 4

     46,867,897        124,602,119        86,895        27        Rejected  

Proposal 5

     60,143,503        111,338,308        71,815        35        Rejected  

Proposal 6

     43,440,198        126,371,535        1,743,344        25        Rejected  

Proposal 7

     11,482,693        159,985,624        88,860        6        Rejected  

Proposal 8

     12,922,598        158,513,910        121,942        7        Rejected  

Proposal 9

     11,522,571        159,954,764        86,914        6        Rejected  

Proposal 10

     11,398,425        160,041,830        122,034        6        Rejected  

Proposal 11

     11,186,447        160,289,266        86,914        6        Rejected  

Proposal 12

     11,701,967        159,735,208        121,942        6        Rejected  

Proposal 13

     11,531,520        159,942,118        86,895        6        Rejected  

Proposal 14

     11,416,900        159,905,703        238,781        6        Rejected  

Proposal 15

     11,220,799        160,234,084        106,862        6        Rejected  

Proposal 16

     11,268,219        160,208,528        86,914        6        Rejected  

Proposal 17

     11,074,460        160,400,226        88,848        6        Rejected  

Proposal 18

     11,197,992        160,278,132        88,848        6        Rejected  

Proposal 19

     10,377,541        161,099,366        88,848        6        Rejected  

(Note) Approval requirements for the adoption of each proposal are as follows:

 

    Approval of a majority of the voting rights held by the shareholders present at the meeting who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposal 2.

 

    Approval of not less than two-thirds (2/3) of the voting rights held by the shareholders present at the meeting who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposal 1 and proposals 3 through 19.

 

3


(4) Reason for Not Counting a Portion of the Voting Rights of the Shareholders Present at the General Meeting of Shareholders

Since the adoption or rejection of all the proposals was conclusively decided by the exercise of the voting rights prior to the date of this general meeting and the number of voting rights of shareholders in attendance at this general meeting, whose approval or disapproval the Company was able to confirm, the number of voting rights for approval, disapproval and abstentions does not include those of some of the shareholders present at the general meeting.

-End-

 

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