0001193125-17-075718.txt : 20170309 0001193125-17-075718.hdr.sgml : 20170309 20170309082655 ACCESSION NUMBER: 0001193125-17-075718 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170309 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001335730 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33098 FILM NUMBER: 17676882 BUSINESS ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 BUSINESS PHONE: 81-3-5224-1111 MAIL ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 6-K 1 d332360d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of March 2017

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒    Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐    No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-213187) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: March 9, 2017
Mizuho Financial Group, Inc.
By:  

/s/ Koichi Iida

Name:   Koichi Iida
Title:   Managing Executive Officer / Group CFO


March 9, 2017

Mizuho Financial Group, Inc.

Changes of Directors, Audit & Supervisory Board Members and Executive Officers

Mizuho Financial Group, Inc. hereby announces changes of Members of the Board of Directors, Audit & Supervisory Board Members and Executive Officers (including changes in their areas of responsibility, etc.) of the following entities within the Group :

Mizuho Financial Group, Inc.

Mizuho Bank, Ltd.

Mizuho Trust & Banking Co., Ltd.

Mizuho Securities Co., Ltd.

 

Inquiries:

Corporate Communications Department

+81-3-5224-2026

 

1


[Mizuho Financial Group, Inc. (MHFG)]

 

Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Koichi Iida    Member of the Board of Directors, Managing Executive Officer*1    Head of Strategic Planning Group    Member of the Board of Directors, Managing Executive Officer*1    Head of Financial Control & Accounting Group
Akira Sugano    Deputy President & Executive Officer*1    Head of Global Corporate Company    Senior Managing Executive Officer*1    Head of Global Corporate Company
Tsutomu Nomura    Managing Executive Officer*1    Head of Internal Audit Group      
Takanori Nishiyama    Managing Executive Officer*1    Head of Compliance Group      
Shuji Kojima    Managing Executive Officer*1    Head of Human Resources Group    Managing Executive Officer*2    Deputy Head of Internal Audit Group
Shinji Taniguchi    Managing Executive Officer*1   

Head of Global

Products Unit

   Executive Officer*2    General Manager of Global Products Coordination Department
Makoto Umemiya    Managing Executive Officer*1    Head of Financial Control & Accounting Group    Executive Officer*2    General Manager of Financial Planning Department
Hiroshi Suehiro    Deputy President & Executive Officer*2    Head of the Americas    Senior Managing Executive Officer*2    Head of the Americas and In charge of Compliance with US FBO Regulation
Daisuke Yamada    Managing Executive Officer*2    Chief Digital Innovation Officer    Managing Executive Officer*1    Head of Global Products Unit and In charge of Incubation Project Team

 

2


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Teiji Teramoto    Managing Executive Officer*2    In charge of Specific Business of Global Corporate Company    Managing Executive Officer*2    Head of Europe, Middle East and Africa
Shingo Asano    Managing Executive Officer*2    In charge of Specific Business of Retail & Business Banking Company      
Kouji Yonei    Managing Executive Officer*2    Joint Head of IT & Systems Group and General Manager of IT & Systems Planning Department    Executive Officer*2    Joint Head of IT & Systems Group and General Manager of IT & Systems Planning Department
Masatoshi Yoshihara    Managing Executive Officer*2    Deputy Head of Global Markets Company      
Hisaaki Hirama    Managing Executive Officer*2    Deputy Head of Internal Audit Group      
Naoto Takahashi    Managing Executive Officer*2    Joint Head of Strategic Planning Group and General Manager of Next-Generation IT Systems Coordination Project Team    Executive Officer*2    General Manager of Next-Generation IT Systems Coordination Project Team
Hiroshi Itabashi    Managing Executive Officer*2    In charge of Specific Business of Retail & Business Banking Company      

 

3


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Hiroshi Nagamine    Managing Executive Officer*2    Head of Europe, Middle East and Africa      
Isao Nakamura    Managing Executive Officer*2   

Deputy Head of Corporate & Institutional Company and Deputy

Chief Digital Innovation Officer

   Managing Executive Officer*2    Deputy Head of Corporate & Institutional Company and Deputy Head of Research & Consulting Unit
Toshiro Egawa    Managing Executive Officer*2    Deputy Head of Retail & Business Banking Company      
Naoyuki Machinaga    Managing Executive Officer*2    Deputy Head of Research & Consulting Unit      
Toshio Hirota    Managing Executive Officer*2    Deputy Head of Corporate & Institutional Company      
Atsushi Takahashi    Managing Executive Officer*2    Deputy Head of Global Corporate Company, Deputy Head of Global Products Unit, Deputy Head of Strategic Planning Group, Deputy Head of Financial Control & Accounting Group and Deputy Chief Digital Innovation Officer    Managing Executive Officer*2    Deputy Head of Global Corporate Company, Deputy Head of Global Products Unit and Deputy Head of Strategic Planning Group

 

4


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Kenji Fujii    Managing Executive Officer*2    Deputy Head of Research & Consulting Unit and Deputy Head of Risk Management Group      
Hideyuki Kawashima    Managing Executive Officer*2    Deputy Head of Internal Audit Group      
Yuzo Kanamori    Managing Executive Officer*2    Deputy Head of Global Corporate Company and Deputy Head of Global Products Unit    Executive Officer*2    Deputy Head of Global Corporate Company and Deputy Head of Global Products Unit
Riki Shibata    Executive Officer*2    General Manager of Global Markets Coordination Department       General Manager of Global Markets Coordination Department
Bo Kusanagi    Executive Officer*2    General Manager of Asset Management Coordination Department       General Manager of Asset Management Coordination Department
Akihito Mochizuki    Executive Officer*2    General Manager of Planning Administration Department       General Manager of Planning Administration Department
Hiroyuki Iijima    Executive Officer*2    General Manager of Retail & Business Banking Coordination Department       General Manager of Retail & Business Banking Coordination Department
Masaomi Takada    Executive Officer*2    General Manager of Executive Secretariat       General Manager of Executive Secretariat

 

5


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Shinya Uda    Executive Officer*2    General Manager of Global Talent Planning and Management Department       General Manager of Global Talent Planning and Management Department
Daisuke Horiuchi    Executive Officer*2    General Manager of Branch Banking Department       General Manager of Branch Banking Department
Takuya Ito    Executive Officer*2    General Manager of Global Corporate Coordination Department       General Manager of Global Corporate Coordination Department
Shusaku Tsuhara    Retired       Member of the Board of Directors, Senior Managing Executive Officer*1    Head of Compliance Group
Masayuki Yonetani    Retired       Senior Managing Executive Officer*1    Head of Internal Audit Group
Satoshi Ishii    Retired       Managing Executive Officer*1    Head of Human Resources Group
Yuusei Matsubara    Retired       Managing Executive Officer*2    In charge of Specific Business of Corporate & Institutional Company
Akihiro Nakanishi    Retired       Managing Executive Officer*2    In charge of Specific Business of Retail & Business Banking Company
Kazuya Kobayashi    Retired       Managing Executive Officer*2    In charge of Specific Business of Global Corporate Company

 

6


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Masahiro Otsuka    Retired       Managing Executive Officer*2    Deputy Head of Retail & Business Banking Company
Takashi Saito    Retired       Managing Executive Officer*2    Deputy Head of Global Markets Company
Takashi Kamada    Retired       Managing Executive Officer*2    Deputy Head of Retail & Business Banking Company
Masahiro Miyamoto    Retired       Managing Executive Officer*2    Deputy Head of Corporate & Institutional Company
Hidefumi Kobayashi    Retired       Managing Executive Officer*2    Deputy Head of Research & Consulting Unit, Deputy Head of Financial Control & Accounting Group and Deputy Head of Risk Management Group
Masaya Usuha    Retired       Managing Executive Officer*2    Deputy Head of Internal Audit Group

 

(Note) *1: Executive Officers as Defined in the Companies Act
     *2: Executive Officers as Defined in Our Internal Regulations

 

7


[Mizuho Bank, Ltd. (MHBK)]

 

Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Shusaku Tsuhara    Deputy President and Deputy President & Executive Officer    Head of Business Promotion    Senior Executive Managing Director and Senior Managing Executive Officer    Head of Compliance Group
Takanori Nishiyama    Executive Managing Director and Managing Executive Officer    Head of Compliance Group    Managing Executive Officer    In charge of Banking
Koichi Iida    Executive Managing Director and Managing Executive Officer    Head of Strategic Planning Group    Executive Managing Director and Managing Executive Officer    Head of Financial Control & Accounting Group
Makoto Umemiya    Executive Managing Director and Managing Executive Officer    Head of Financial Control & Accounting Group    Executive Officer    General Manager of Financial Planning Department
Masayuki Yonetani    Member of the Board of Directors         
Hiroshi Suehiro    Deputy President & Executive Officer    Head of the Americas    Senior Managing Executive Officer    Head of the Americas
Takeshi Watanabe    Senior Managing Executive Officer    Head of Credit Group    Senior Managing Executive Officer    Co-Head of Credit Group
Tetsuhiko Saito    Senior Managing Executive Officer    Co-Head of Retail & Business Banking Division      
Satoshi Ishii    Senior Managing Executive Officer    Head of Business Promotion and In charge of Banking    Managing Executive Officer    Head of Human Resources Group
Daisuke Yamada    Managing Executive Officer    In charge of Digital Innovation Department    Managing Executive Officer    Head of Global Products Unit

 

8


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Yasuhisa Fujiki    Managing Executive Officer    In charge of Banking and In charge of Specific Global Corporations    Managing Executive Officer    In charge of Banking
Akira Nakamura    Managing Executive Officer    Head of Corporate & Institutional Division    Managing Executive Officer    Co-Head of Corporate & Institutional Division
Teiji Teramoto    Managing Executive Officer    Head of Global Corporate Division    Managing Executive Officer    Head of Europe, Middle East and Africa
Hiroshi Kisanuki    Managing Executive Officer    In charge of Banking (Located in Osaka)    Managing Executive Officer    In charge of Banking
Shingo Asano    Managing Executive Officer    Co-Head of Retail & Business Banking Division    Managing Executive Officer    In charge of Banking (Located in Osaka)
Katsunori Tomita    Managing Executive Officer    In charge of Banking (Located in Nagoya)    Managing Executive Officer    In charge of Banking
Shuji Kojima    Managing Executive Officer    Head of Human Resources Group    Managing Executive Officer    Head of Internal Audit Group
Kouji Yonei    Managing Executive Officer    Joint Head of IT & Systems Group and General Manager of IT & Systems Planning Department    Executive Officer    Joint Head of IT & Systems Group and General Manager of IT & Systems Planning Department
Masatoshi Yoshihara    Managing Executive Officer    Co-Head of Global Markets Division    Executive Officer    General Manager of International Treasury Department

 

9


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Hisaaki Hirama    Managing Executive Officer    Head of Internal Audit Group    Executive Officer    General Manager of Nagoya Corporate Banking Department
Masanobu Kobayashi    Managing Executive Officer    In charge of Banking and In charge of Specific Global Corporations    Executive Officer    General Manager of Americas Corporate Banking Department No.1
Shinji Taniguchi    Managing Executive Officer    Head of Global Products Unit    Executive Officer    General Manager of Global Products Coordination Department
Hidetoshi Tokumoto    Managing Executive Officer    In charge of Banking    Executive Officer    General Manager of Hachioji Branch
Nobuhisa Zama    Managing Executive Officer    Joint Head of Credit Group    Executive Officer    General Manager of Credit Coordination Department
Naoto Takahashi    Managing Executive Officer    Joint Head of Strategic Planning Group    Executive Officer    General Manager for Strategic Planning Group
Hiroshi Itabashi    Managing Executive Officer    Co-Head of Retail & Business Banking Division    Executive Officer    General Manager of Corporate Banking Coordination Department
Hitoshi Kasama    Managing Executive Officer    In charge of Banking    Executive Officer    General Manager of Corporate Banking Department No.15
Hiroshi Nagamine    Managing Executive Officer    Head of Europe, Middle East and Africa    Executive Officer    Joint Head of Europe, Middle East and Africa

 

10


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Jun Hirose    Managing Executive Officer    In charge of Banking    Executive Officer    General Manager of Fukuoka Branch, General Manager of Fukuoka Branch Department No.1 and General Manager of Fukuoka Branch Department No.2
Luc Reynders    Executive Officer    General Manager of Europe Corporate Banking Department No.2       General Manager of Europe Corporate Banking Department No.2
Riki Shibata    Executive Officer    General Manager of Global Markets Coordination Department       General Manager of Global Markets Coordination Department
Yukinobu Maruyama    Executive Officer    General Manager of Tokyo-chuo Branch Department No.2       General Manager of Tokyo-chuo Branch Department No.2
Fumio Yamazaki    Executive Officer    General Manager of Americas Corporate Banking Department No.1       General Manager of Osaka Corporate Banking Department No.1
Ken Ashida    Executive Officer    General Manager of Corporate Banking Department No.18       General Manager of Shinjuku Corporate Banking Department
Yeow Kwang Guan    Executive Officer    General Manager of Asia & Oceania Administration Department       General Manager of Asia & Oceania Administration Department

 

11


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Takashi Tomita    Executive Officer    General Manager of Corporate Strategy Department No.1       General Manager of Corporate Strategy Department No.1
Masayuki Sugawara    Executive Officer    General Manager of Bangkok Branch       General Manager of Corporate Banking Department No.7
Kenji Sugita    Executive Officer    General Manager of Nagoya Corporate Banking Department       General Manager of Corporate Banking Department No.14
Takahiro Tomitori    Executive Officer    General Manager of Fukuoka Branch, General Manager of Fukuoka Branch Department No.1 and General Manager of Fukuoka Branch Department No.2       General Manager of Branch Banking Department No.8
Yasuhiko Hashimoto    Executive Officer    Joint Head of Europe, Middle East and Africa, and Co-General Manager of Europe Structured Finance Department       Co-General Manager of Europe Structured Finance Department
Bo Kusanagi    Executive Officer    General Manager of Asset Management Coordination Department       General Manager of Asset Management Coordination Department

 

12


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Yutaka Akutagawa    Executive Officer    General Manager of Corporate Banking Department No.4       General Manager of Corporate Banking Department No.4
Akihito Mochizuki    Executive Officer    General Manager of Planning Administration Department       General Manager of Planning Administration Department
Takashi Kawaguchi    Executive Officer    General Manager of Americas Treasury Department       General Manager of Americas Treasury Department
Hiroyuki Iijima    Executive Officer    General Manager of Retail & Business Banking Coordination Department      
Yasuhiko Ushikubo    Executive Officer    General Manager of Industry Research Department       General Manager of Industry Research Department
Masaomi Takada    Executive Officer    General Manager of Executive Secretariat       General Manager of Executive Secretariat
Shinya Uda    Executive Officer    General Manager of Global Talent Planning and Management Department       General Manager of Global Talent Planning and Management Department
Daisuke Horiuchi    Executive Officer    General Manager of Branch Banking Department       General Manager of Branch Banking Department
Takuya Ito    Executive Officer    General Manager of Global Corporate Coordination Department       General Manager of Global Corporate Coordination Department

 

13


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Angelo Aldana    Executive Officer    General Manager of Americas Legal & Compliance Department       General Manager of Americas Legal & Compliance Department
John Ho    Executive Officer    General Manager of Americas Credit Department       General Manager of Americas Credit Department
Nobuyuki Fujii    Retired       Deputy President (Representative Director) and Deputy President & Executive Officer    Head of Business Promotion
Hirohisa Kashiwazaki    Retired       Member of the Board of Directors   
Tsutomu Nomura    Retired       Managing Executive Officer    Co-Head of Credit Group
Yuusei Matsubara    Retired       Managing Executive Officer    Co-Head of Corporate & Institutional Division and In charge of Banking
Hikaru Shimomura    Retired       Managing Executive Officer    In charge of Banking
Ryousuke Joukou    Retired       Managing Executive Officer    In charge of Banking
Akihiro Nakanishi    Retired       Managing Executive Officer    Co-Head of Retail & Business Banking Division
Kazuya Kobayashi    Retired       Managing Executive Officer    Head of Global Corporate Division
Masahiro Otsuka    Retired       Managing Executive Officer    Co-Head of Retail & Business Banking Division

 

14


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Takashi Saito    Retired       Managing Executive Officer    Co-Head of Global Markets Division
Yutaka Abe    Retired       Executive Officer    General Manager for Global Corporate Division (Deputy CEO of Vietcombank)
Takashi Yonetsu    Retired       Executive Officer    General Manager of Treasury Department
Osamu Endo    Retired       Executive Officer    General Manager of Bangkok Branch
Ryuuichirou Oomori    Retired       Executive Officer    General Manager for Retail & Business Banking Division
Toshikazu Hiramatsu    Retired       Executive Officer    General Manager of Corporate Banking Department No.9

 

Name

  

New Position (Effective as of April 3, 2017)

  

Current Position

Shusaku Tsuhara    Deputy President (Representative Director) and Deputy President & Executive Officer    Head of Business Promotion    (Mentioned above)   

For your reference, new directors are scheduled to be appointed as of April 1st, so that the Board of Directors with the newly appointed directors included is scheduled to appoint new representative directors as of April 3rd. Accordingly, Mr. Koji Fujiwara, who was originally announced on January 31st to be appointed as a representative director as of April 1st, is now scheduled to be appointed as a representative director as of April 3rd, the same day as Mr. Shusaku Tsuhara.

 

15


Name

  

New Position

(to become effective in late June 2017)

  

Current Position

Toshinari Iyoda    Retired       Audit & Supervisory Board Member (full-time)   
Makoto Kimura    Retired       Audit & Supervisory Board Member (full-time)   

 

16


[Mizuho Trust & Banking Co., Ltd. (MHTB)]

 

Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Isao Nakamura   

Managing

Executive Officer

   Head of Corporate & Institutional Division and Joint Head of Strategic Planning, Financial Control & Accounting Group   

Managing

Executive Officer

   Head of Corporate & Institutional Division, Head of Research & Consulting Unit and Head of Consulting Business Unit
Tatsuya Nakamizo   

Managing

Executive Officer

   In charge of Trust & Banking    Executive Officer    General Manager of Nagoya Branch
Toshiro Egawa   

Managing

Executive Officer

   Head of Retail & Business Banking Division    Executive Officer    General Manager of Retail & Business Banking Coordination Department
Naoyuki Machinaga   

Managing

Executive Officer

   Head of Research & Consulting Unit, Head of Consulting Business Unit and In charge of Trust & Banking    Executive Officer    General Manager of Business Department
Sumito Yasuhara    Executive Officer    General Manager of Trust Business Department V       General Manager of Trust Business Department V
Atsunori Tsurumaki    Executive Officer    General Manager of Nagoya Branch       General Manager of Trust Business Department VII
Shinichi Iwamura    Executive Officer    General Manager of Investment & Portfolio Management Coordination Department       General Manager of Investment & Portfolio Management Coordination Department

 

17


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Kazuma Ohe    Executive Officer   

General Manager of Real Estate Business

Department IV

      General Manager of Real Estate Business Coordination Department
Tomoyasu Kikuno    Executive Officer    General Manager of Fukuoka Branch       General Manager of Branch Administration Department
Shinya Matake    Executive Officer    General Manager of Corporate Planning Department       General Manager of Corporate Planning Department
Kazuyuki Akiyama    Executive Officer    General Manager of Trust Business Department VII       General Manager of Consulting Department
Makio Muramoto    Retired      

Managing

Executive Officer

  

In charge of Trust

& Banking

Takashi Kamada    Retired      

Managing

Executive Officer

  

Head of Retail &

Business Banking

Division

Eijiro Yamanaka    Retired       Executive Officer    General Manager of Fukuoka Branch
Masanori Takahata    Retired       Executive Officer   

General Manager of Real Estate Business

Department II

Takashi Otsuka    Retired       Executive Officer   

General Manager of Trust Business

Department III

 

Name

  

New Position

(to become effective in late June 2017)

  

Current Position

Tsuyoshi

Hatsuzawa

   Retired       Member of the Board of Directors   

 

18


[Mizuho Securities Co., Ltd. (MHSC)]

 

Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Tatsufumi Sakai    President & CEO (Representative Director)       President & CEO (Representative Director)    Head of Global Investment Banking Division
Hiroto Koda    Deputy President (Representative Director) and Deputy President & Executive Officer    Head of Human Resources Group, In charge of Executive Secretariat, In charge of Markets Strategic Intelligence Dept. and Attached to Strategic Planning Group    Deputy President (Representative Director) and Deputy President & Executive Officer    In charge of Special Missions, Head of Human Resources Group, In charge of Executive Secretariat, In charge of Markets Strategic Intelligence Dept. and Attached to Strategic Planning Group
Yasuo Agemura    Deputy President and Deputy President & Executive Officer    Head of Global Markets and Head of Global Markets Division    Deputy President and Deputy President & Executive Officer    Head of Global Markets, Head of Global Markets Division and Head of Global Business & Markets
Toshio Hirota    Senior Executive Managing Director and Senior Managing Executive Officer    Head of Global Investment Banking Division    Managing Executive Officer    In charge of Global Investment Banking Business and In charge of Retail & Business Banking
Atsushi Takahashi    Executive Managing Director and Managing Executive Officer    Head of Global Finance, Head of Strategic Planning Group, Head of Financial Control & Accounting Group and In charge of Investment Dept.    Executive Managing Director and Managing Executive Officer    Head of Strategic Planning Group and In charge of Investment Dept.

 

19


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Kenji Fujii    Executive Managing Director and Managing Executive Officer    Head of Global Risk Management, Head of Research & Consulting Unit, Head of Risk Management Group and In charge of Due Diligence Dept.    Member of the Board of Directors and Executive Officer    Head of Global Risk Management and Head of Risk Management Group
Hideyuki Kawashima    Executive Managing Director and Managing Executive Officer    SC Group Chief Audit Executive and Head of Internal Audit Group    Executive Officer    Head of Internal Audit Dept.
Yasuto Hamanishi    Senior Managing Executive Officer    Co-Head of Global Investment Banking Division and Head of Investment Banking Business Division    Managing Executive Officer    In charge of Retail & Business Banking
Sadamu Yoshida    Managing Executive Officer    In charge of Global Investment Banking Business and In charge of Retail & Business Banking    Managing Executive Officer    Joint Head of Retail & Business Banking Division (In charge of IB Business)
Hikaru Shimomura    Managing Executive Officer    Joint Head of Retail & Business Banking Division (In charge of Corporate Business)      
Keiji Maruko    Managing Executive Officer    In charge of Global Investment Banking Business    Executive Officer    In charge of Global Investment Banking Business
Osamu Endo    Managing Executive Officer    In charge of Global Investment Banking Business      
Jerry Rizzieri    Managing Executive Officer    Attached to Strategic Planning Group and President & CEO of Mizuho Securities USA Inc.       President & CEO of Mizuho Securities USA Inc.

 

20


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Michiel de Jong    Managing Executive Officer    Attached to Strategic Planning Group and President & CEO of Mizuho International plc       President & CEO of Mizuho International plc
Takafumi Matake    Managing Executive Officer    Joint Head of Retail & Business Banking Division (In charge of Retail Business)    Executive Officer    Attached to Head of Retail & Business Banking Division
Toshikazu Hiramatsu    Managing Executive Officer    In charge of Global Investment Banking Business      
Yuzo Kanamori    Managing Executive Officer    Head of Global Investment Banking and Head of Products Business Division    Executive Officer    Head of Global Investment Banking and Head of Products Business Division
Masahiro Ikeda    Executive Officer    Head of Area of Retail & Business Banking Division    Executive Officer    Head of Retail Business Division
Seiichiro Miyaoka    Executive Officer    Head of Global Syndicate and Head of Syndication Business Division    Executive Officer    Head of Global Syndicate, Head of Syndication Business Division and Head of Equity Syndication Dept.
Yasumitsu Mori    Executive Officer    Head of Area of Retail & Business Banking Division       General Manager, Branch Business Promotion
Hidetoshi Kaji    Executive Officer    Senior Corporate Officer (Attached to Head of Retail & Business Banking Division)       Senior Corporate Officer (Attached to Head of Retail & Business Banking Division)
Tatsuya Tsunoda    Executive Officer    In charge of Global Investment Banking Business       General Manager of Markets Strategic Intelligence Dept.
Sachie Kinugawa    Executive Officer    General Manager of Nagoya Branch       General Manager of Nagoya-Ekimae Branch
Hitoshi Imai    Executive Officer    Head of Area of Retail & Business Banking Division       General Manager, Branch Business Promotion

 

21


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Atsushi Yamamoto    Executive Officer    In charge of Global Investment Banking Business       Joint Head of Products Business Division
Masahiro Kihara    Executive Officer    General Manager of Risk Management Dept.      
Hirobumi Nakayama    Executive Officer    General Manager of Executive Secretariat       General Manager of Corporate Planning Dept.
Hiroshi Yoshizawa    Executive Officer    Co-Head of Fixed Income Business Division       Co-Head of Fixed Income Business Division
Takehiko Iida   

Audit & Supervisory Board Member

(full-time)

      Executive Officer    General Manager of Osaka Sales Dept. II
Hidefumi Kobayashi    Retired       Executive Managing Director and Managing Executive Officer    Head of Global Finance, Head of Research & Consulting Unit, Head of Financial Control & Accounting Group and In charge of Due Diligence Dept.
Masaya Usuha    Retired       Executive Managing Director and Managing Executive Officer    SC Group Chief Audit Executive and Head of Internal Audit Group
Masahiro Miyamoto    Retired       Senior Managing Executive Officer    Co-Head of Global Investment Banking Division (Head of Business Promotion) and Head of Investment Banking Business Division
Tetsuhiko Saito    Retired       Senior Managing Executive Officer    Co-Head of Retail & Business Banking Division

 

22


Name

  

New Position (Effective as of April 1, 2017)

  

Current Position

Yoshio Shimizu    Retired       Managing Executive Officer    In charge of Global Investment Banking Business and Head of Corporate Finance & Advisory Dept.
Katsunori Nozawa    Retired       Managing Executive Officer    In charge of Global Investment Banking Business
Kentaro Akashi    Retired       Managing Executive Officer    Chairman of Mizuho Securities Asia Limited and In charge of Global Investment Banking Business
Takashi Hirakawa    Retired       Executive Officer    General Manager of Head Office Sales Dept. I
Yoshinobu Mori    Retired       Executive Officer    General Manager of Nagoya Branch
Sei Toyokawa    Retired      

Audit & Supervisory Board Member

(full-time)

  

 

Name

  

New Position

(to become effective in late June 2017)

  

Current Position

Naomi

Tsumura

   Retired       Member of the Board of Directors   

Management changes above are on the assumption that any permission required will be obtained from the relevant authorities.

 

23