-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OlOWAuTPK+D/EOKIqxe56iRLlJ94SxjXg9+ntFWr2g3cIMdDRN//rzfYqxgbhLAW jQ9hdmj+9b0vMOzi2Zaoxw== 0001193125-09-041761.txt : 20090302 0001193125-09-041761.hdr.sgml : 20090302 20090302073259 ACCESSION NUMBER: 0001193125-09-041761 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090302 FILED AS OF DATE: 20090302 DATE AS OF CHANGE: 20090302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001335730 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33098 FILM NUMBER: 09645359 BUSINESS ADDRESS: STREET 1: 5-1, MARUNOUCHI 2-CHOME CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8333 BUSINESS PHONE: 81-3-5224-1111 MAIL ADDRESS: STREET 1: 5-1, MARUNOUCHI 2-CHOME CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8333 6-K 1 d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of March 2009.

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-1, Marunouchi 2-chome

Chiyoda-ku, Tokyo 100-8333

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F x    Form 40-F ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ¨    No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:   March 2, 2009
Mizuho Financial Group, Inc.
By:  

/s/ Takashi Tsukamoto

Name:   Takashi Tsukamoto
Title:   Deputy President / CFO


March 2, 2009

To whom it may concern

 

  Corporate Name   : Mizuho Financial Group, Inc.
  Representative   : Terunobu Maeda, President & CEO
  Head Office   : 5-1, Marunouchi 2-chome
      Chiyoda-ku, Tokyo, Japan
  Code Number   : 8411 (TSE 1st Sec., OSE 1st Sec.)

Re: Management Changes for the Mizuho Financial Group

Mizuho Financial Group, Inc. hereby announces changes in the directors, corporate auditors and executive officers (including changes in their areas of responsibility) of the following entities within the Group :

Mizuho Financial Group, Inc.

Mizuho Bank, Ltd.

Mizuho Corporate Bank, Ltd.

Mizuho Trust & Banking Co., Ltd.

 

 

Tel: +81-(0)3-5224-2026

Public Relations Office

Corporate Communications

Mizuho Financial Group, Inc.

  

 

–1–


[Mizuho Financial Group, Inc. (MHFG)]

 

Name

  

New Position (effective as of April 1, 2009)

  

Current Position

Mr. Takashi Tsukamoto   

President & CEO

(Representative Director)

Head of Human Resources Group

  

Deputy President

(Representative Director)

Head of Financial Control and

Accounting Group

Mr. Tetsuji Kosaki   

Deputy President - Executive Officer

Head of Financial Control and

Accounting Group

  

Mizuho Bank, Ltd.

Deputy President

(Representative Director)

Internal Audit Group

Mr. Hajime Saito   

Managing Executive Officer

Head of Internal Audit Group

  

Managing Executive Officer

Head of Risk Management Group,

Head of Human Resources Group

and Head of Compliance Group

Mr. Takeo Nakano   

Managing Executive Officer

Head of Risk Management Group,

Head of Compliance Group

and in charge of Financial Control

and Accounting Group

  

Mizuho Bank, Ltd.

Executive Officer

General Manager of

Kobunacho Branch

Mr. Daisaku Abe   

Managing Executive Officer

Head of Strategic Planning Group,

Head of IT, Systems & Operations Group

and General Manager of

Group Strategic Planning

  

Mizuho Corporate Bank, Ltd.

Executive Officer

General Manager of

Executive Secretariat

Mr. Hiroshi Motoyama    Director   

Managing Director and

Managing Executive Officer

Head of Strategic Planning Group

and Head of IT, Systems &

Operations Group

Mr. Tsuneo Morita    Director   

Managing Director and

Managing Executive Officer

Head of Internal Audit Group

Mr. Hidemi Hiroi    Retired   

Executive Officer

General Manager of

Group Strategic Planning

Mr. Toshitsugu Okabe    Retired   

Executive Officer

General Manager of

Executive Secretariat

 

–2–


Name

  

New Position (to become effective in late June 2009)

  

Current Position

Mr. Tetsuji Kosaki   

Deputy President

(Representative Director)

Head of Financial Control and

Accounting Group

   (Mentioned above)
Mr. Hajime Saito   

Managing Director and

Managing Executive Officer

Head of Internal Audit Group

   (Mentioned above)
Mr. Tsuneo Morita   

Corporate Auditor

(full-time)

   (Mentioned above)
Mr. Hiroshi Motoyama    Retired    (Mentioned above)
Mr. Yoshiaki Sugita    Retired    Corporate Auditor (full-time)

The appointment of Messrs. Tetsuji Kosaki and Hajime Saito as directors and the appointment of Mr. Tsuneo Morita as corporate auditor are subject to approval at the regular general meeting of shareholders of MHFG to be held in late June 2009.

 

–3–


[Director and Corporate Auditor Nominees]

(Nominees are subject to approval by the regular general meeting of shareholders to be held in late June 2009)

 

Name    Tetsuji Kosaki  
Date of Birth    Jan. 27, 1952  
Education    Mar. 1976   Graduated from Faculty of law, the University of Tokyo
Business Experience    Apr. 1976   Joined The Industrial Bank of Japan, Limited
     Executive Officer, Senior Corporate Officer of Strategic Planning Group of Mizuho Corporate Bank, Ltd.
     Managing Executive Officer (until June 2004)
     Managing Executive Officer, Head of Strategic Planning Group and Head of Audit and Compliance Group of Mizuho Financial Group, Inc.
     Managing Director, Head of Strategic Planning Group and Head of Audit and Compliance Group
     Managing Director, Head of Strategic Planning Group and Head of IT, Systems & Operations Group
     Deputy President (Representative Director) of Mizuho Bank, Ltd. (current)
Name    Hajime Saito  
Date of Birth    July 7, 1956  
Education    Mar. 1979   Graduated from Faculty of Economics, the University of Tokyo
Business Experience    Apr. 1979   Joined The Dai-ichi Kangyo Bank, Limited
     General Manager of Financial Planning of Mizuho Financial Group, Inc.
     Executive Officer, General Manager of Treasury Division of Mizuho Bank, Ltd.
     Managing Executive Officer, Head of Risk Management Group, Head of Human Resources Group and Head of Compliance Group of Mizuho Financial Group, Inc. (current)

Name

Date of Birth

Education

  

Tsuneo Morita

Apr. 29, 1954

Mar. 1978

  Graduated from College of Law, Aoyama Gakuin University
Business Experience    Apr. 1978   Joined The Fuji Bank, Limited
     General Manager of Administration of Mizuho Financial Group, Inc.
     Executive Officer, General Manager of Administration
     Managing Director, Head of Internal Audit Group (current)

 

–4–


[Executive Officer Appointees]

 

Name    Takeo Nakano  
Date of Birth    June 28, 1956  
Education    Mar. 1980   Graduated from Faculty of Law, the University of Tokyo
Business Experience    Apr. 1980   Joined The Fuji Bank, Limited
    

Senior Corporate Officer of Financial Control & Accounting

Group of Mizuho Corporate Bank, Ltd.

     Executive Officer, General Manager of Kobunacho Branch of Mizuho Bank, Ltd. (current)
Name    Daisaku Abe  
Date of Birth    June 20, 1957  
Education    Mar. 1980   Graduated from Faculty of Law, the University of Tokyo
Business Experience    Apr. 1980   Joined The Industrial Bank of Japan, Limited
    

Deputy General Manager of IT & Systems Planning

Division of Mizuho Corporate Bank, Ltd.

     General Manager of Administration Division
     General Manager of Executive Secretariat
     Executive Officer, General Manager of Executive Secretariat (current)

 

–5–


[Mizuho Bank, Ltd. (MHBK)]

 

Name

 

New Position (effective as of April 1, 2009)

 

Current Position

Mr. Tetsuro Ueno  

Deputy President

(Representative Director)

Compliance Group,

Branch Banking Division

 

Managing Director and

Managing Executive Officer

Trading and ALM Group

Mr. Manabu Yoshidome  

Deputy President

(Representative Director)

Internal Audit Group

 

Managing Executive Officer

Operations Group,

Customer Satisfaction Division,

Branch Banking Division

Mr. Naoto Tsumita  

Managing Director and

Managing Executive Officer

Branch Banking Division

 

Managing Executive Officer

Branch Banking Division

Mr. Tadayuki Hagiwara  

Managing Director and

Managing Executive Officer

IT & System Group,

Operations Group,

Customer Satisfaction Division

 

Executive Officer

General Manager of

IT & Systems

Planning Division

Mr. Masakazu Kawabata   Managing Executive Officer  

Managing Director and

Managing Executive Officer

Strategic Planning Group

Mr. Makio Tanehashi  

Managing Executive Officer

Credit Department

 

Mizuho Corporate Bank, Ltd.

Managing Executive Officer

Mr. Hisashi Nakamura  

Managing Executive Officer

Branch Banking Division

 

Executive Officer

General Manager of

Internal Audit Division

Mr. Fukuju Kishino  

Managing Executive Officer

Branch Banking Division

 

Executive Officer

General Manager of

Nihonbashi Corporate Banking

Department of Nihonbashi Branch

Mr. Kimiharu Mayama  

Managing Executive Officer

Credit Department

 

Mizuho Corporate Bank, Ltd.

Executive Officer

General Manager of Human

Resources Management Division

Mr. Yoshihiro Miura  

Managing Executive Officer

Branch Banking Division

 

Executive Officer

General Manager of

Branch Banking Division

 

–6–


Name

 

New Position (effective as of April 1, 2009)

 

Current Position

Mr. Toshitsugu Okabe  

Managing Executive Officer

Personal Banking Group

 

Mizuho Financial Group, Inc.

Executive Officer

General Manager of

Executive Secretariat

Mr. Masatoshi Yano  

Managing Executive Officer

Strategic Planning Group,

IT & System Group (joint)

 

Executive Officer

General Manager of

Head Office

Mr. Kouji Kawakubo  

Managing Executive Officer

General Manager of

Consulting Division

 

Executive Officer

General Manager of

Consulting Division

Mr. Junichi Kato  

Managing Executive Officer

Trading and ALM Group

 

Mizuho Securities Co., Ltd.

Managing Director

Mizuho Bank (Switzerland) Ltd.

President & CEO

Mr. Masahiko Furutani  

Managing Executive Officer

Business Coordination &

Development Group

 

Executive Officer

General Manager of

Corporate Finance Division

Mr. Tetsuji Kosaki   Retired  

Deputy President

(Representative Director)

Internal Audit Group

Mr. Takuro Yoshida   Retired  

Managing Director and

Managing Executive Officer

Business Coordination &

Development Group

Mr. Eiji Tokita  

Retired

(effective as of March 25, 2009)

 

Managing Executive Officer

Credit Department

Mr. Katsuyoshi Ejima   Retired  

Managing Executive Officer

Credit Department

Mr. Takeshi Mitsuma   Retired  

Managing Executive Officer

Personal Banking Group

Mr. Ippei Miyata   Retired  

Managing Executive Officer

Branch Banking Division

Mr. Michitoshi Tsuruoka   Retired  

Managing Executive Officer

Branch Banking Division

Mr. Toshihiko Fukuzawa   Retired  

Managing Executive Officer

IT & System Group,

Branch Banking Division

 

–7–


Name

 

New Position (effective as of April 1, 2009)

 

Current Position

Mr. Takeo Nakano   Retired  

Executive Officer

General Manager of

Kobunacho Branch

Mr. Akio Takenouchi   Retired  

Executive Officer

General Manager of

Kyobashi Branch

The appointment of Messrs. Manabu Yoshidome, Naoto Tsumita and Tadayuki Hagiwara as directors is subject to approval at the general meeting of shareholders of MHBK to be held on April 1, 2009.

 

Name

  

New Position (to become effective in late June 2009)

 

Current Position

Mr. Takeshi Mitsuma   

Corporate Auditor

(full-time)

  (Mentioned above)
Mr. Hiroshi Kiyama    Retired  

Corporate Auditor

(full-time)

The appointment of Mr. Takeshi Mitsuma as corporate auditor is subject to approval at the regular general meeting of shareholders of MHBK to be held in late June 2009.

 

–8–


[Mizuho Corporate Bank, Ltd. (MHCB)]

 

Name

  

New Position (effective as of April 1, 2009)

  

Current Position

Mr. Hiroshi Motoyama   

Deputy President

(Representative Director)

Chief Auditor

  

Mizuho Financial Group, Inc.

Managing Director and

Managing Executive Officer

Head of Strategic Planning Group

and Head of IT, Systems &

Operations Group

Mr. Hidetake Nakamura   

Managing Director and

Managing Executive Officer

Head of International Banking Unit

  

Managing Executive Officer

Head of International Banking Unit

Mr. Motoo Nagai    Managing Executive Officer   

Managing Executive Officer

Head of Global Portfolio Management Unit,

Head of Financial Institutions & Public

Sector Business Unit,

Head of Global Alternative Investment Unit

Mr. Mikito Nagai   

Managing Executive Officer

Head of Corporate Banking Unit

  

Managing Director and

Managing Executive Officer

Head of Corporate Banking Unit

Mr. Atsushi Shigeta   

Managing Executive Officer

Head of Global Transaction Banking Unit,

Chief Information Officer,

Chief Operations Officer

   Managing Executive Officer
Mr. Yasumasa Nishi   

Managing Executive Officer

Head of Global Markets Unit

  

Executive Officer

General Manager of

Treasury Division

Mr. Tetsuya Kawagishi   

Managing Executive Officer

Chief Risk Officer,

Chief Human Resources Officer

  

Executive Officer

General Manager of

Internal Audit Division,

Corporate Officer of

Internal Audit Group

Mr. Shuji Ayabe    Managing Executive Officer   

Executive Officer

General Manager of Corporate

Banking Division No.17

 

–9–


Name

  

New Position (effective as of April 1, 2009)

  

Current Position

Mr. Nobuhide Hayashi    Managing Executive Officer   

Executive Officer

General Manager of Corporate

Banking Division No.13

Mr. Hideyuki Takahashi   

Managing Executive Officer

Head of Global Portfolio Management Unit,

Head of Financial Institutions & Public

Sector Business Unit,

Head of Global Alternative Investment Unit

  

Executive Officer

Senior Corporate Officer of

Strategic Planning Group

Mr. Hidemi Hiroi   

Corporate Auditor

(full-time)

  

Mizuho Financial Group, Inc.

Executive Officer

General Manager of

Group Strategic Planning

Mr. Masao Fujioka   

Retired

(effective as of March 23, 2009)

  

Managing Director and

Managing Executive Officer

Chief Risk Officer,

Chief Human Resources Officer

Mr. Norio Nakajima    Retired   

Managing Executive Officer

Head of Global Markets Unit

Mr. Takashi Sato    Retired   

Managing Executive Officer

Head of Global Transaction Banking Unit,

Chief Information Officer,

Chief Operations Officer

Mr. Takeshi Hanai    Retired    Managing Executive Officer
Mr. Makio Tanehashi    Retired    Managing Executive Officer
Mr. Kimiharu Mayama    Retired   

Executive Officer

General Manager of Human

Resources Management Division

Mr. Daisaku Abe    Retired   

Executive Officer

General Manager of

Executive Secretariat

Mr. Koichi Kubo    Retired   

Executive Officer

General Manager of

Forex Division

 

–10–


Name

  

New Position (effective as of April 1, 2009)

  

Current Position

Mr. Mitsuo Hiragata    Retired   

Corporate Auditor

(full-time)

The appointment of Messrs. Hiroshi Motoyama and Hidetake Nakamura as directors and the appointment of Mr. Hidemi Hiroi as corporate auditor are subject to approval at the general meeting of shareholders of MHCB to be held on April 1, 2009.

 

Name

  

New Position (to become effective in late June 2009)

  

Current Position

Mr. Akio Takenouchi   

Corporate Auditor

(full-time)

  

Mizuho Bank, Ltd.

Executive Officer

General Manager of

Kyobashi Branch

Mr. Keizo Nemoto    Retired   

Corporate Auditor

(full-time)

The appointment of Mr. Akio Takenouchi as corporate auditor is subject to approval at the regular general meeting of shareholders of MHCB to be held in late June 2009.

 

–11–


[Mizuho Trust & Banking Co., Ltd. (MHTB)]

 

Name

  

New Position (effective as of April 1, 2009)

  

Current Position

Mr. Tsutomu Tsunashima    Managing Executive Officer   

Managing Executive Officer

General Manager of

Osaka Branch

Mr. Yasuo Hirose    Managing Executive Officer   

Executive Officer

General Manager of

Public Sector Department

Mr. Haruyuki Kaneko    Managing Executive Officer    Executive Officer
Mr. Tadashi Ohi   

Managing Executive Officer

General Manager of IT &

Systems Planning Department

  

Executive Officer

General Manager of IT &

Systems Planning Department

Mr. Akira Moriwaki    Managing Executive Officer   

Executive Officer

General Manager of Corporate

Planning Department

Mr. Kiyotaka Nakakita   

Managing Executive Officer

General Manager of

Osaka Branch

  

Executive Officer

General Manager of Business

Department II

Mr. Nobuyuki Minato    Managing Executive Officer   

Executive Officer

General Manager of Pension Business

Planning Department

Mr. Shingo Unami   

Executive Officer

General Manager of

Nagoya Branch

  

Executive Officer

General Manager of

Human Resources Department

Mr. Yoshijiro Adachi   

Executive Officer

General Manager of

Corporate Trust Business Department

  

Executive Officer

General Manager of

Business Planning Department

Mr. Katsunobu Motohashi   

Executive Officer

General Manager of

Treasury Department

  

General Manager of

Treasury Department

Mr. Takanori Nagura   

Executive Officer

General Manager of

Business Department V

  

General Manager of

Business Department V

 

–12–


Name

  

New Position (effective as of April 1, 2009)

  

Current Position

Mr. Norio Miyashita   

Executive Officer

General Manager of

Corporate Planning Department

  

General Manager of

Sapporo Branch

Mr. Masato Monguchi   

Executive Officer

General Manager of

Business Department I

  

General Manager of

Business Department I

Mr. Shinya Tanaka   

Executive Officer

General Manager of Real Estate

Planning Department

  

General Manager of

Real Estate Investment

Advisory Department

Mr. Masaya Nara   

Executive Officer

General Manager of

Asset Management Business

Planning Department

  

General Manager of

Asset Management Business

Planning Department

Mr. Mitsuyoshi Tohyama    Retired   

Deputy President

(Representative Director)

Mr. Shunichi Nakamura    Retired    Managing Executive Officer
Mr. Yuuji Aoyagi    Retired    Managing Executive Officer
Mr. Kinya Ninagawa    Retired    Managing Executive Officer
Mr. Hiroyuki Komiya    Retired    Managing Executive Officer
Mr. Norio Matsuo    Retired   

Executive Officer

General Manager of

Nagoya Branch

Name

  

New Position (to become effective in late June 2009)

  

Current Position

Mr. Yoriaki Takebe   

Managing Director and

Managing Executive Officer

   Managing Executive Officer

The appointment of Mr. Yoriaki Takebe as director is subject to approval at the regular general meeting of shareholders of MHTB to be held in late June 2009.

 

–13–

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