0001179110-17-003271.txt : 20170227
0001179110-17-003271.hdr.sgml : 20170227
20170227170926
ACCESSION NUMBER: 0001179110-17-003271
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170227
DATE AS OF CHANGE: 20170227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GWG Holdings, Inc.
CENTRAL INDEX KEY: 0001522690
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 877-494-2388
MAIL ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwarzmann Mark Edward
CENTRAL INDEX KEY: 0001335386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36615
FILM NUMBER: 17642946
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 707 SECOND AVENUE SOUTH
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
4
1
edgar.xml
FORM 4 -
X0306
4
2017-02-17
0
0001522690
GWG Holdings, Inc.
GWGH
0001335386
Schwarzmann Mark Edward
220 SOUTH SIXTH STREET
SUITE 1200
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
0
D
Stock Option (right to buy)
9.50
2017-02-17
4
A
0
8400
0
A
2027-02-16
Common Stock
8400
8400
D
2,100 shares vest on each of 2/17/2017, 5/17,2017, 8/17/2017 and 11/17/2017.
/s/ Mark E. Schwarzmann
2017-02-27