0001183740-14-000385.txt : 20141222 0001183740-14-000385.hdr.sgml : 20141222 20141222203210 ACCESSION NUMBER: 0001183740-14-000385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141218 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM ENERGY CORP CENTRAL INDEX KEY: 0001334933 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 980399476 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1111 WEST HASTINGS STREET, SUITE 320 CITY: VANCOUVER STATE: A1 ZIP: V6E 2J3 BUSINESS PHONE: 604-682-9775 MAIL ADDRESS: STREET 1: 1111 WEST HASTINGS STREET, SUITE 320 CITY: VANCOUVER STATE: A1 ZIP: V6E 2J3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBARA PAT CENTRAL INDEX KEY: 0001373816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33706 FILM NUMBER: 141304444 MAIL ADDRESS: STREET 1: 1111 WEST HASTINGS STREET STREET 2: SUITE 320 CITY: VANCOUVER STATE: A1 ZIP: V6E 2J3 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-12-18 0 0001334933 URANIUM ENERGY CORP UEC 0001373816 OBARA PAT 2791 WEST 35TH AVENUE VANCOUVER A1 V6E 2J3 BRITISH COLUMBIA, CANADA 0 1 0 0 VP Administration Common Stock 2014-12-18 4 M 0 25000 0.45 A 28500 D Common Stock 2014-12-18 4 F 0 6321 1.78 D 22179 D Options to Purchase 0.45 2014-12-18 4 M 0 25000 0 D 2007-01-02 2017-01-02 Common Stock 25000 1055000 D The Reporting Person exercised options previously granted to him under the Company's stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld from the shares issuable to the Reporting Person that number of shares having a fair market value equal to the aggregate exercise price (that being 6,321 shares at a fair market value of $1.78 per share), such that the Reporting Person was issued a total of 18,679 shares. Granted pursuant to and in accordance with the Company's stock incentive plan. Subsequent to such exercise, the Reporting Person holds options to purchase: 180,000 shares at an exercise price of $0.45 per share expiring on October 10, 2016, 125,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018, 150,000 shares at an exercise price of $2.40 per share expiring on August 26, 2019, 150,000 shares at an exercise price of $2.43 per share, expiring on August 13, 2020, 50,000 shares at an exercise price of $2.78 per share, expiring on September 26, 2021 and 400,000 shares at an exercise price of $.132 per share, expiring on September 3, 2019 (these options to purchase 400,000 shares vest over an 18-month period from grant, such that 25% vested on December 3, 2014, 25% will vest March 3, 2015, 25% will vest September 3, 2015 and the final 25% will vest March 2, 2016). /s/ Pat Obara 2014-12-22