0001250853-19-000069.txt : 20190520
0001250853-19-000069.hdr.sgml : 20190520
20190520195254
ACCESSION NUMBER: 0001250853-19-000069
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190508
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ezralow Bryan
CENTRAL INDEX KEY: 0001697957
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38154
FILM NUMBER: 19840523
MAIL ADDRESS:
STREET 1: THE EZRALOW CO, LLC
STREET 2: 23622 CALABASAS ROAD, SUITE 200
CITY: CALABASAS
STATE: CA
ZIP: 91302-1549
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bryan Ezralow 1994 Trust dated December 22, 1994
CENTRAL INDEX KEY: 0001704066
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38154
FILM NUMBER: 19840524
BUSINESS ADDRESS:
STREET 1: 23622 CALABASAS ROAD
STREET 2: SUITE 200
CITY: CALABASAS
STATE: CA
ZIP: 91302
BUSINESS PHONE: 818-223-3535
MAIL ADDRESS:
STREET 1: 23622 CALABASAS ROAD
STREET 2: SUITE 200
CITY: CALABASAS
STATE: CA
ZIP: 91302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Coda Octopus Group, Inc.
CENTRAL INDEX KEY: 0001334325
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 342008348
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 7380 SAND LAKE ROAD
STREET 2: SUITE #500
CITY: ORLANDO
STATE: FL
ZIP: 32819
BUSINESS PHONE: 801-973-9136
MAIL ADDRESS:
STREET 1: 7380 SAND LAKE ROAD
STREET 2: SUITE #500
CITY: ORLANDO
STATE: FL
ZIP: 32819
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2019-05-08
2019-05-10
0
0001334325
Coda Octopus Group, Inc.
CODA
0001697957
Ezralow Bryan
23622 CALABASAS ROAD
SUITE 200
CALABASAS
CA
91302
0
0
1
0
0001704066
Bryan Ezralow 1994 Trust dated December 22, 1994
23622 CALABASAS ROAD
SUITE 200
CALABASAS
CA
91302
0
0
1
0
Common Stock
2019-05-08
4
S
0
4035.5
17.2789
D
1008533.5
I
By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock
2019-05-08
4
S
0
18519
18.4292
D
990014.5
I
By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock
2019-05-08
4
S
0
20.5
19.3795
D
989994
I
By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock
2019-05-09
4
S
0
31223
15.3499
D
958771
I
By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock
2019-05-10
4
S
0
24317
15.2307
D
934454
I
By Bryan Ezralow 1994 Trust dated December 22, 1994
The fractional number of shares shown results from the aggregation of these shares based on the price range of one dollar (or less) within which these shares were sold. The total number of shares sold on May 8, 2019 was 22,575 shares.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $19.23, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $16.00, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.60, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
Due to a clerical error, the 26,110 shares reported in the original Form 4 as being sold on May 10, 2019 was incorrect. The correct number of shares sold on May 10, 2019 was 24,317 shares.
These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.
/s/ Bryan Ezralow
2019-05-20
/s/ Bryan Ezralow, Trustee of Bryan Ezralow 1994 Trust dated December 22, 1994
2019-05-20