0001250853-19-000069.txt : 20190520 0001250853-19-000069.hdr.sgml : 20190520 20190520195254 ACCESSION NUMBER: 0001250853-19-000069 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190520 DATE AS OF CHANGE: 20190520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ezralow Bryan CENTRAL INDEX KEY: 0001697957 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38154 FILM NUMBER: 19840523 MAIL ADDRESS: STREET 1: THE EZRALOW CO, LLC STREET 2: 23622 CALABASAS ROAD, SUITE 200 CITY: CALABASAS STATE: CA ZIP: 91302-1549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bryan Ezralow 1994 Trust dated December 22, 1994 CENTRAL INDEX KEY: 0001704066 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38154 FILM NUMBER: 19840524 BUSINESS ADDRESS: STREET 1: 23622 CALABASAS ROAD STREET 2: SUITE 200 CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 818-223-3535 MAIL ADDRESS: STREET 1: 23622 CALABASAS ROAD STREET 2: SUITE 200 CITY: CALABASAS STATE: CA ZIP: 91302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Coda Octopus Group, Inc. CENTRAL INDEX KEY: 0001334325 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 342008348 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7380 SAND LAKE ROAD STREET 2: SUITE #500 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: 801-973-9136 MAIL ADDRESS: STREET 1: 7380 SAND LAKE ROAD STREET 2: SUITE #500 CITY: ORLANDO STATE: FL ZIP: 32819 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2019-05-08 2019-05-10 0 0001334325 Coda Octopus Group, Inc. CODA 0001697957 Ezralow Bryan 23622 CALABASAS ROAD SUITE 200 CALABASAS CA 91302 0 0 1 0 0001704066 Bryan Ezralow 1994 Trust dated December 22, 1994 23622 CALABASAS ROAD SUITE 200 CALABASAS CA 91302 0 0 1 0 Common Stock 2019-05-08 4 S 0 4035.5 17.2789 D 1008533.5 I By Bryan Ezralow 1994 Trust dated December 22, 1994 Common Stock 2019-05-08 4 S 0 18519 18.4292 D 990014.5 I By Bryan Ezralow 1994 Trust dated December 22, 1994 Common Stock 2019-05-08 4 S 0 20.5 19.3795 D 989994 I By Bryan Ezralow 1994 Trust dated December 22, 1994 Common Stock 2019-05-09 4 S 0 31223 15.3499 D 958771 I By Bryan Ezralow 1994 Trust dated December 22, 1994 Common Stock 2019-05-10 4 S 0 24317 15.2307 D 934454 I By Bryan Ezralow 1994 Trust dated December 22, 1994 The fractional number of shares shown results from the aggregation of these shares based on the price range of one dollar (or less) within which these shares were sold. The total number of shares sold on May 8, 2019 was 22,575 shares. The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $19.23, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $16.00, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.60, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. Due to a clerical error, the 26,110 shares reported in the original Form 4 as being sold on May 10, 2019 was incorrect. The correct number of shares sold on May 10, 2019 was 24,317 shares. These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. /s/ Bryan Ezralow 2019-05-20 /s/ Bryan Ezralow, Trustee of Bryan Ezralow 1994 Trust dated December 22, 1994 2019-05-20