0001144204-17-060225.txt : 20171120
0001144204-17-060225.hdr.sgml : 20171120
20171120181306
ACCESSION NUMBER: 0001144204-17-060225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171120
DATE AS OF CHANGE: 20171120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eby Matthew
CENTRAL INDEX KEY: 0001540990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171214990
MAIL ADDRESS:
STREET 1: TENGRAM CAPITAL PARTNERS
STREET 2: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWEEDLER WILLIAM
CENTRAL INDEX KEY: 0001334172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171214993
MAIL ADDRESS:
STREET 1: C/O ICONIX BRAND GROUP, INC.
STREET 2: 1450 BROADWAY, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tengram Capital Associates, LLC
CENTRAL INDEX KEY: 0001564904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171214991
BUSINESS ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 454-6999
MAIL ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCP WR Acquisition LLC
CENTRAL INDEX KEY: 0001542107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171214992
BUSINESS ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (646) 432-0670
MAIL ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER NAME:
FORMER CONFORMED NAME: TCP WR Tengram LLC
DATE OF NAME CHANGE: 20120210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sequential Brands Group, Inc.
CENTRAL INDEX KEY: 0001648428
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 474452789
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 BRYANT PARK
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 646-564-2577
MAIL ADDRESS:
STREET 1: 5 BRYANT PARK
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: Singer Madeline Holdings, Inc.
DATE OF NAME CHANGE: 20150717
4
1
tv479975_form4.xml
FORM 4
X0306
4
2017-11-17
0
0001648428
Sequential Brands Group, Inc.
SQBG
0001334172
SWEEDLER WILLIAM
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
1
0
1
0
0001542107
TCP WR Acquisition LLC
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
0001564904
Tengram Capital Associates, LLC
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
0001540990
Eby Matthew
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
Common Stock
2017-11-17
4
P
0
86036
1.6755
A
1020290
D
Common Stock
59165
I
By Madcat II, LLC. See footnote
Common Stock
6628572
I
By TCP WR Acquisition, LLC. See footnote
Common Stock
733333
I
By TCP SQBG Acquisition, LLC. See footnote
Common Stock
257273
I
By TCP SQBG II, LLC. See footnote
Common Stock
95938
I
By Matthew Eby. See footnote
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at the reported price. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
Directly owned by Mr. William Sweedler.
Consists of shares of common stock of the Issuer held by Madcat II, LLC, of which Mr. Sweedler is the managing member. Mr. Sweelder disclaims beneficial ownership of shares of common stock of the Issuer held by Madcat II, LLC, except to the extent of his pecuniary interest therein.
Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
Directly owned by Mr. Eby.
/s/ William Sweedler
2017-11-20
/s/ William Sweedler, as managing member of Tengram Capital Associates, LLC, as general of Tengram Capital Partners Gen2 Fund, L.P., as managing member of TCP WR Acqusition, LLC
2017-11-20
/s/ William Sweedler, as managing Member of Tengram Capital Associates, LLC
2017-11-20
/s/ Matthew Eby
2017-11-20