0001144204-17-059940.txt : 20171117 0001144204-17-059940.hdr.sgml : 20171117 20171117160113 ACCESSION NUMBER: 0001144204-17-059940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eby Matthew CENTRAL INDEX KEY: 0001540990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37656 FILM NUMBER: 171210914 MAIL ADDRESS: STREET 1: TENGRAM CAPITAL PARTNERS STREET 2: 15 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEEDLER WILLIAM CENTRAL INDEX KEY: 0001334172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37656 FILM NUMBER: 171210915 MAIL ADDRESS: STREET 1: C/O ICONIX BRAND GROUP, INC. STREET 2: 1450 BROADWAY, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tengram Capital Associates, LLC CENTRAL INDEX KEY: 0001564904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37656 FILM NUMBER: 171210916 BUSINESS ADDRESS: STREET 1: 15 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 454-6999 MAIL ADDRESS: STREET 1: 15 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCP WR Acquisition LLC CENTRAL INDEX KEY: 0001542107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37656 FILM NUMBER: 171210917 BUSINESS ADDRESS: STREET 1: 15 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (646) 432-0670 MAIL ADDRESS: STREET 1: 15 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: TCP WR Tengram LLC DATE OF NAME CHANGE: 20120210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sequential Brands Group, Inc. CENTRAL INDEX KEY: 0001648428 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 474452789 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 BRYANT PARK STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-564-2577 MAIL ADDRESS: STREET 1: 5 BRYANT PARK STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Singer Madeline Holdings, Inc. DATE OF NAME CHANGE: 20150717 4 1 tv479858_form4.xml FORM 4 X0306 4 2017-11-15 0 0001648428 Sequential Brands Group, Inc. SQBG 0001542107 TCP WR Acquisition LLC C/O TENGRAM CAPITAL ASSOCIATES, LLC 15 RIVERSIDE DRIVE WESTPORT CT 06880 0 0 1 0 0001564904 Tengram Capital Associates, LLC C/O TENGRAM CAPITAL ASSOCIATES, LLC 15 RIVERSIDE DRIVE WESTPORT CT 06880 0 0 1 0 0001334172 SWEEDLER WILLIAM C/O TENGRAM CAPITAL ASSOCIATES, LLC 15 RIVERSIDE DRIVE WESTPORT CT 06880 0 0 1 0 0001540990 Eby Matthew C/O TENGRAM CAPITAL ASSOCIATES, LLC 15 RIVERSIDE DRIVE WESTPORT CT 06880 0 0 1 0 Common Stock 6628572 D Common Stock 733333 I By TCP SQBG Acquisition, LLC. See footnote Common Stock 257273 I By TCP SQBG II, LLC. See footnote Common Stock 2017-11-15 4 P 0 110275 1.64 A 850065 I By William Sweedler. See footnotes (1) and (2). Common Stock 2017-11-16 4 P 0 84189 1.64 A 934254 I By William Sweedler. See footnotes (1) and (3). Common Stock 95938 I By Matthew Eby. See footnotes (1) and Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. William Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.605 to $1.65. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.6221 to $1.64. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote. Directly owned by Mr. Eby. /s/ William Sweedler, as managing member of Tengram Capital Associates, LLC, as general of Tengram Capital Partners Gen2 Fund, L.P., as managing member of TCP WR Acqusition, LLC 2017-11-16 /s/ William Sweedler, as managing Member of Tengram Capital Associates, LLC 2017-11-16 /s/ William Sweedler 2017-11-16 /s/ Matthew Eby 2017-11-16