0001144204-17-059940.txt : 20171117
0001144204-17-059940.hdr.sgml : 20171117
20171117160113
ACCESSION NUMBER: 0001144204-17-059940
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eby Matthew
CENTRAL INDEX KEY: 0001540990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171210914
MAIL ADDRESS:
STREET 1: TENGRAM CAPITAL PARTNERS
STREET 2: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWEEDLER WILLIAM
CENTRAL INDEX KEY: 0001334172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171210915
MAIL ADDRESS:
STREET 1: C/O ICONIX BRAND GROUP, INC.
STREET 2: 1450 BROADWAY, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tengram Capital Associates, LLC
CENTRAL INDEX KEY: 0001564904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171210916
BUSINESS ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 454-6999
MAIL ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCP WR Acquisition LLC
CENTRAL INDEX KEY: 0001542107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 171210917
BUSINESS ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (646) 432-0670
MAIL ADDRESS:
STREET 1: 15 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER NAME:
FORMER CONFORMED NAME: TCP WR Tengram LLC
DATE OF NAME CHANGE: 20120210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sequential Brands Group, Inc.
CENTRAL INDEX KEY: 0001648428
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 474452789
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 BRYANT PARK
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 646-564-2577
MAIL ADDRESS:
STREET 1: 5 BRYANT PARK
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: Singer Madeline Holdings, Inc.
DATE OF NAME CHANGE: 20150717
4
1
tv479858_form4.xml
FORM 4
X0306
4
2017-11-15
0
0001648428
Sequential Brands Group, Inc.
SQBG
0001542107
TCP WR Acquisition LLC
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
0001564904
Tengram Capital Associates, LLC
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
0001334172
SWEEDLER WILLIAM
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
0001540990
Eby Matthew
C/O TENGRAM CAPITAL ASSOCIATES, LLC
15 RIVERSIDE DRIVE
WESTPORT
CT
06880
0
0
1
0
Common Stock
6628572
D
Common Stock
733333
I
By TCP SQBG Acquisition, LLC. See footnote
Common Stock
257273
I
By TCP SQBG II, LLC. See footnote
Common Stock
2017-11-15
4
P
0
110275
1.64
A
850065
I
By William Sweedler. See footnotes (1) and (2).
Common Stock
2017-11-16
4
P
0
84189
1.64
A
934254
I
By William Sweedler. See footnotes (1) and (3).
Common Stock
95938
I
By Matthew Eby. See footnotes (1) and
Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. William Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.605 to $1.65. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.6221 to $1.64. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
Directly owned by Mr. Eby.
/s/ William Sweedler, as managing member of Tengram Capital Associates, LLC, as general of Tengram Capital Partners Gen2 Fund, L.P., as managing member of TCP WR Acqusition, LLC
2017-11-16
/s/ William Sweedler, as managing Member of Tengram Capital Associates, LLC
2017-11-16
/s/ William Sweedler
2017-11-16
/s/ Matthew Eby
2017-11-16