0001209191-22-010205.txt : 20220216
0001209191-22-010205.hdr.sgml : 20220216
20220216163029
ACCESSION NUMBER: 0001209191-22-010205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220214
FILED AS OF DATE: 20220216
DATE AS OF CHANGE: 20220216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pearson Mark
CENTRAL INDEX KEY: 0001512442
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 22643968
MAIL ADDRESS:
STREET 1: C/O ALLIANCEBERNSTEIN L.P.
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-14
0
0001333986
Equitable Holdings, Inc.
EQH
0001512442
Pearson Mark
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
1
1
0
0
President and CEO
Common Stock
2022-02-14
4
F
0
11113
33.94
D
312315.09
D
Common Stock
2022-02-14
4
A
0
276536
0.00
A
588851.09
D
Common Stock
2022-02-14
4
F
0
152925
33.94
D
435926.09
D
Common Stock
2022-02-15
4
M
0
20000
18.74
A
455926.09
D
Common Stock
2022-02-15
4
S
0
30000
34.4431
D
425926.09
D
Employee Stock Option (right to buy)
18.74
2022-02-15
4
M
0
20000
0.00
D
2029-02-14
Common Stock
20000
986400
D
Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.
Includes restricted stock units.
Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021.
Shares withheld to cover taxes upon vesting of the performance shares.
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
This transaction was executed in multiple trades at prices ranging from $34.0700 to $34.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three annual installments beginning on February 14, 2020.
/s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson
2022-02-16