0001209191-20-013754.txt : 20200228
0001209191-20-013754.hdr.sgml : 20200228
20200228160022
ACCESSION NUMBER: 0001209191-20-013754
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200226
FILED AS OF DATE: 20200228
DATE AS OF CHANGE: 20200228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERNSTEIN SETH P
CENTRAL INDEX KEY: 0001705584
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 20669913
MAIL ADDRESS:
STREET 1: C/O ALLIANCEBERNSTEIN HOLDING, L.P.
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-26
0
0001333986
Equitable Holdings, Inc.
EQH
0001705584
BERNSTEIN SETH P
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
0
1
0
0
See Remarks
Common Stock
2020-02-26
4
A
0
10786
0.00
A
37860.19
D
Employee Stock Option (right to buy)
23.18
2020-02-26
4
A
0
57209
0.00
A
2030-02-26
Common Stock
57209
122655
D
Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 26, 2021. Vested shares will be delivered to the reporting person within 30 days following the vesting date.
Includes restricted stock units.
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 26, 2021.
Senior Executive Vice President and Head of Investment Management and Research
/s/ Christina Banthin, as Attorney-in-Fact for Seth P. Bernstein
2020-02-28