Security Type |
Security Class Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial effective date |
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||
Securities |
(1)(2) | (1)(2) | ||||||||||||||||||||||
Stock, par value $1.00 per share |
(1)(2) | (1)(2) | ||||||||||||||||||||||
Stock, par value $0.01 per share |
(1)(2) | (1)(2) | ||||||||||||||||||||||
Shares |
(1)(2) | (1)(2) | ||||||||||||||||||||||
(1)(2) | (1)(2) | |||||||||||||||||||||||
Contracts |
(1)(2) | (1)(2) | ||||||||||||||||||||||
(1)(2) | (1)(2) | |||||||||||||||||||||||
457(o) |
(1)(2) | (1)(2) | $ |
$ per million |
$ (10) |
|||||||||||||||||||
Fees Previously Paid | — | — | — | — | — | — | — | |||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||
Carry Forward Securities |
Debt |
Debt Securities(3) |
(1)(2) | (1)(2) | 2022 |
|||||||||||||||||||
Equity |
Preferred Stock, par value $1.00 per share(4) |
(1)(2) | (1)(2) | 2022 |
||||||||||||||||||||
Equity |
Common Stock, par value $0.01 per share(5) |
(1)(2) | (1)(2) | 2022 |
||||||||||||||||||||
Equity |
Depositary Shares(6) |
(1)(2) | (1)(2) | 2022 |
||||||||||||||||||||
Other |
Warrants(7) | (1)(2) | (1)(2) | 2022 |
||||||||||||||||||||
Other |
Purchase Contracts(8) |
(1)(2) | (1)(2) | 2022 |
||||||||||||||||||||
Other |
Units(9) | (1)(2) | (1)(2) | 2022 |
||||||||||||||||||||
415(a)(6) |
(1)(2) | (1)(2) | $ |
$ 110.20 per million |
2022 |
$ | ||||||||||||||||||
Total Offering Amounts | $ |
$ (10) |
||||||||||||||||||||||
Total Fees Previously Paid | ||||||||||||||||||||||||
Total Fee Offsets | ||||||||||||||||||||||||
Net Fee Due | $ |
(1) | The amount to be registered and the proposed maximum aggregate offering price per unit are not specified as to each class of securities to be registered pursuant to General Instruction II.D of Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”). The aggregate maximum offering price of all securities issued pursuant to this Registration Statement shall not have a maximum aggregate offering price that exceeds $800,000,000 in U.S. dollars or the equivalent at the time of offering in any other currency. |
(2) | This registration statement also covers an indeterminate number of debt securities, preferred stock, common stock, depositary shares, warrants, purchase contracts and units of the registrant that may be reoffered and resold on an ongoing basis after their initial sale in remarketing or other resale transactions by the registrant or affiliates of the registrant. |
(3) | The debt securities issued hereunder may include senior debt securities, subordinated debt securities and junior subordinated debt securities. Includes debt securities issuable upon conversion of securities registered hereunder to the extent any such securities are, by their terms, convertible into debt securities, including upon the exercise of warrants or delivery upon settlement of purchase contracts. |
(4) | Includes preferred stock issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for preferred stock, including upon the exercise of warrants or delivery upon settlement of purchase contracts. |
(5) | Includes common stock issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for common stock, including upon the exercise of warrants or delivery upon settlement of purchase contracts. |
(6) | Includes depositary shares evidenced by depositary receipts issuable if the registrant elects to offer fractional interests in senior debt securities, subordinated debt securities, junior subordinated debt securities or shares of common stock or preferred stock registered hereby, including upon the exercise of warrants or delivery upon settlement of purchase contracts. |
(7) | Warrants may represent rights to purchase senior debt securities, subordinated debt securities, junior subordinated debt securities, preferred stock, common stock or other securities registered hereunder. Warrants may be sold separately or with debt securities, junior subordinated debt securities, preferred stock, common stock or other securities registered hereunder. |
(8) | Includes purchase contracts issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for purchase contracts. Each purchase contract obligates the registrant to sell, and the holder thereof to purchase, an indeterminate number of debt securities, junior subordinated debt securities, preferred stock, common stock or other securities registered hereunder. |
(9) | Each unit may consist of one or more of the securities being registered hereunder or debt obligations of third parties, including U.S. Treasury securities, in any combination. Includes units issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for units, including upon the exercise of warrants or delivery upon settlement of purchase contracts. |
(10) | Pursuant to Rule 415(a)(6) under the Securities Act, this Registration Statement includes $100,000,000 in aggregate offering price of unsold securities of Equitable Holdings, Inc. (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form |
Registrant or Filer Name |
Form or Filing Type |
File Number |
Initial Filing \Date |
Filing Date |
Fee Offset Claimed |
Security Type Associated with Fee Offset Claimed |
Security Title Associated with Fee Offset Claimed |
Unsold Securities Associated with Fee Offset Claimed |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed |
Fee Paid with Fee Offset Source | ||||||||||||
Rules 457(b) and 0-11(a)(2) | ||||||||||||||||||||||
Fee Offset Claims | — | — | — | — | ||||||||||||||||||
Fee Offset Sources | — | — | — | — | — | |||||||||||||||||
Rule 457(p) | ||||||||||||||||||||||
Fee Offset Claims | — | — | — | — | — | — | — | — | — | |||||||||||||
Fee Offset Sources | — | — | — | — | — |
Security Type | Security Class Title | Amount of Securities Previously Registered |
Maximum Aggregate \Offering Price of Securities Previously Registered |
Form Type |
File Number |
Initial Effective Date | ||||||
— | — | — | — | — | — | — |