0001333986EX-FILING FEESUnallocated (Universal) ShelfUnallocated (Universal) Shelf0.000147600000000 0001333986 2024-09-18 2024-09-18 0001333986 7 2024-09-18 2024-09-18 0001333986 8 2024-09-18 2024-09-18 0001333986 1 2024-09-18 2024-09-18 0001333986 2 2024-09-18 2024-09-18 0001333986 3 2024-09-18 2024-09-18 0001333986 4 2024-09-18 2024-09-18 0001333986 5 2024-09-18 2024-09-18 0001333986 6 2024-09-18 2024-09-18 0001333986 9 2024-09-18 2024-09-18 iso4217:USD xbrli:pure
Exhibit 107
Calculation of Filing Fee Tables
FORM S-3
(Form Type)
Equitable Holdings, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
 
     Security
Type
  Security
Class
Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
  Proposed
Maximum
Offering
Price Per
Unit
  Maximum
Aggregate
Offering
Price
  Fee
Rate
  Amount of
Registration
Fee
  Carry
Forward
Form
Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
effective
date
  Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
Newly Registered Securities
Fees to Be Paid
  Debt   Debt
Securities
(3)
      (1)(2)   (1)(2)                            
  Equity   Preferred
Stock, par
value $1.00
per share
(4)
      (1)(2)   (1)(2)                            
  Equity   Common
Stock, par
value $0.01
per share
(5)
      (1)(2)   (1)(2)                            
  Equity   Depositary
Shares
(6)
      (1)(2)   (1)(2)                            
  Other   Warrants(7)       (1)(2)   (1)(2)                            
  Other   Purchase
Contracts
(8)
      (1)(2)   (1)(2)                            
  Other   Units(9)       (1)(2)   (1)(2)                            
 
Unallocated
(Universal
Shelf)
      Rule
457(o)
  (1)(2)   (1)(2)   $700,000,000   $
147.60

per
million
  $103,320
(10)
               
Fees Previously Paid   —    —    —    —    —    —        —                 
Carry Forward Securities
Carry Forward Securities
 
Debt
  Debt
Securities(3)
      (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Equity
  Preferred
Stock, par
value $1.00
per share(4)
      (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Equity
  Common
Stock, par
value $0.01
per share(5)
      (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Equity
  Depositary
Shares(6)
      (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Other
  Warrants(7)       (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Other
  Purchase
Contracts(8)
      (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Other
  Units(9)       (1)(2)   (1)(2)              
S-3
 
333-268815
  December 22,
2022
   
 
Unallocated
(Universal
Shelf)
      Rule
415(a)(6)
  (1)(2)   (1)(2)   $
100,000,000
  $
110.20

per
million
     
S-3
 
333-268815
  December 22,
2022
  $
11,020
                                                 
    Total Offering Amounts    $
800,000,000
      $
103,320

(10)
               
    Total Fees Previously Paid                           
    Total Fee Offsets                           
    Net Fee Due            $
103,320
               
 
(1)
The amount to be registered and the proposed maximum aggregate offering price per unit are not specified as to each class of securities to be registered pursuant to General Instruction II.D of Form
S-3
under the Securities Act of 1933, as amended (the “Securities Act”). The aggregate maximum offering price of all securities issued pursuant to this Registration Statement shall not have a maximum aggregate offering price that exceeds $800,000,000 in U.S. dollars or the equivalent at the time of offering in any other currency.
(2)
This registration statement also covers an indeterminate number of debt securities, preferred stock, common stock, depositary shares, warrants, purchase contracts and units of the registrant that may be reoffered and resold on an ongoing basis after their initial sale in remarketing or other resale transactions by the registrant or affiliates of the registrant.
(3)
The debt securities issued hereunder may include senior debt securities, subordinated debt securities and junior subordinated debt securities. Includes debt securities issuable upon conversion of securities registered hereunder to the extent any such securities are, by their terms, convertible into debt securities, including upon the exercise of warrants or delivery upon settlement of purchase contracts.
(4)
Includes preferred stock issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for preferred stock, including upon the exercise of warrants or delivery upon settlement of purchase contracts.
(5)
Includes common stock issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for common stock, including upon the exercise of warrants or delivery upon settlement of purchase contracts.
(6)
Includes depositary shares evidenced by depositary receipts issuable if the registrant elects to offer fractional interests in senior debt securities, subordinated debt securities, junior subordinated debt securities or shares of common stock or preferred stock registered hereby, including upon the exercise of warrants or delivery upon settlement of purchase contracts.
(7)
Warrants may represent rights to purchase senior debt securities, subordinated debt securities, junior subordinated debt securities, preferred stock, common stock or other securities registered hereunder. Warrants may be sold separately or with debt securities, junior subordinated debt securities, preferred stock, common stock or other securities registered hereunder.
(8)
Includes purchase contracts issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for purchase contracts. Each purchase contract obligates the registrant to sell, and the holder thereof to purchase, an indeterminate number of debt securities, junior subordinated debt securities, preferred stock, common stock or other securities registered hereunder.
(9)
Each unit may consist of one or more of the securities being registered hereunder or debt obligations of third parties, including U.S. Treasury securities, in any combination. Includes units issuable upon conversion or exchange of securities registered hereunder to the extent any such securities are, by their terms, convertible into or exchangeable for units, including upon the exercise of warrants or delivery upon settlement of purchase contracts.
(10)
Pursuant to Rule 415(a)(6) under the Securities Act, this Registration Statement includes $100,000,000 in aggregate offering price of unsold securities of Equitable Holdings, Inc. (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form S-3 (File No. 333-268815), which became effective on December 22, 2022 (the “Prior Registration Statement”). A registration fee of $11,020 was previously calculated pursuant to Rule 457(o) and paid in respect of the Unsold Securities that will continue to be applied to the Unsold Securities pursuant to Rule 415(a)(6). Also pursuant to Rule 415(a)(6), the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement. In connection with the $700,000,000 maximum aggregate offering price of new securities being registered hereunder, a registration fee of $103,320 is being paid herewith.

Table 2: Fee Offset Claims and Sources
 
                       
    
Registrant
or Filer
Name
 
Form
or
Filing
Type
 
File
Number
 
Initial
 Filing 
\Date
 
 Filing 
Date
 
Fee
Offset
 Claimed 
 
Security
Type
Associated
with Fee
Offset
Claimed
 
Security
Title
Associated
with Fee
Offset
Claimed
 
Unsold
Securities
Associated
with Fee
Offset
Claimed
 
Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
 
Fee
Paid
with
Fee
Offset
Source
 
Rules 457(b) and
0-11(a)(2)
                       
Fee Offset Claims                        
                       
Fee Offset Sources                      
 
Rule 457(p)
                       
Fee Offset Claims                        
                       
Fee Offset Sources                                  
Table 3: Combined Prospectuses
 
             
Security Type   Security Class Title  
Amount of Securities
Previously Registered
 
Maximum Aggregate
\Offering Price of Securities
Previously Registered
 
 Form 
Type
 
File
 Number 
 
Initial
Effective
Date