0001209191-19-055831.txt : 20191108 0001209191-19-055831.hdr.sgml : 20191108 20191108163748 ACCESSION NUMBER: 0001209191-19-055831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191106 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Weidong CENTRAL INDEX KEY: 0001723982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38324 FILM NUMBER: 191204553 MAIL ADDRESS: STREET 1: 100 OLD RIVER ROAD, SUITE 100 CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Casa Systems Inc CENTRAL INDEX KEY: 0001333835 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OLD RIVER ROAD STREET 2: SUITE 100 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-688-6706 MAIL ADDRESS: STREET 1: 100 OLD RIVER ROAD STREET 2: SUITE 100 CITY: ANDOVER STATE: MA ZIP: 01810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-06 0 0001333835 Casa Systems Inc CASA 0001723982 Chen Weidong C/O CASA SYSTEMS, INC. 100 OLD RIVER ROAD ANDOVER MA 01810 0 1 0 0 Chief Technology Officer Common Stock 2019-11-06 4 M 0 100000 1.692 A 2495133 D Stock option (right to buy) 1.692 2019-11-06 4 M 0 100000 0.00 D 2022-05-24 Common Stock 100000 500000 D Consists of 2,469,043 shares of Common Stock and 26,090 shares issuable pursuant to outstanding RSUs that were previously reported on Table I. The option, representing a right to purchase a total of 600,000 shares, first became exercisable as to 25% of the shares on May 1, 2011, and then as to 2.08333% of the shares at the end of each successive month thereafter. /s/ Weidong Chen 2019-11-08