0001209191-19-035776.txt : 20190610 0001209191-19-035776.hdr.sgml : 20190610 20190610161415 ACCESSION NUMBER: 0001209191-19-035776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mead Daniel S. CENTRAL INDEX KEY: 0001434386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38324 FILM NUMBER: 19888737 MAIL ADDRESS: STREET 1: 1095 AVENUE OF THE AMERICAS, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Casa Systems Inc CENTRAL INDEX KEY: 0001333835 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OLD RIVER ROAD STREET 2: SUITE 100 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-688-6706 MAIL ADDRESS: STREET 1: 100 OLD RIVER ROAD STREET 2: SUITE 100 CITY: ANDOVER STATE: MA ZIP: 01810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-06 0 0001333835 Casa Systems Inc CASA 0001434386 Mead Daniel S. C/O CASA SYSTEMS, INC. 100 OLD RIVER ROAD ANDOVER MA 01810 1 0 0 0 Common Stock 2019-06-06 4 M 0 7170 A 11190 D Common Stock 2019-06-08 4 M 0 1005 A 12195 D Restricted Stock Units 2019-06-06 4 M 0 7170 0.00 D Common Stock 7170 0 D Restricted Stock 2019-06-08 4 M 0 1005 0.00 D Common Stock 1005 7037 D Restricted stock units ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the units. Each RSU represents the right to receive one share of Common Stock upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes. Vested as to 100% of the original number of shares on June 6, 2019. Scheduled to vest as to 8.3333% of the original number of shares at the end of each three-month period following March 8, 2018. /s/ Jerry Guo, attorney-in-fact 2019-06-10