0000899243-23-013576.txt : 20230522
0000899243-23-013576.hdr.sgml : 20230522
20230522170025
ACCESSION NUMBER: 0000899243-23-013576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hayashi Michael T
CENTRAL INDEX KEY: 0001335314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38324
FILM NUMBER: 23945374
MAIL ADDRESS:
STREET 1: MINDSPEED TECHNOLOGIES, INC.
STREET 2: 4000 MACARTHUR BLVD., EAST TOWER
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Casa Systems Inc
CENTRAL INDEX KEY: 0001333835
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-688-6706
MAIL ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-18
0
0001333835
Casa Systems Inc
CASA
0001335314
Hayashi Michael T
C/O CASA SYSTEMS, INC.
100 OLD RIVER ROAD
ANDOVER
MA
01810
1
0
0
0
0
Common Stock
2023-05-18
4
M
0
40285
A
141129
D
Restricted Stock Units
2023-05-18
4
M
0
40285
0.00
D
Common Stock
40285
0
D
Restricted stock unites ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the RSU.
Each RSU represents the right to receive one share of Common Stock of the Company upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU Agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes.
The RSUs vested as to 100% of the original number of shares underlying the RSU award on May 18, 2023. The RSUs have no expiration date.
/s/ Timothy C. Rodenberger, as Attorney-in-Fact
2023-05-22