0001333702-24-000015.txt : 20240710
0001333702-24-000015.hdr.sgml : 20240710
20240710125720
ACCESSION NUMBER: 0001333702-24-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: MAVERICK,JOSEPH,LEE,JR
FILED AS OF DATE: 20240710
DATE AS OF CHANGE: 20240710
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC.
CENTRAL INDEX KEY: 0001333702
ORGANIZATION NAME:
IRS NUMBER: 202932662
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02686
FILM NUMBER: 241109413
BUSINESS ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
BUSINESS PHONE: 214 765-1466
MAIL ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
MA-I/A
1
primary_doc.xml
MA-I/A
0001333702
XXXXXXXX
Lee Maverick
512-637-3775
lmaverick@samcocapital.com
lmaverick@samcocapital.com
N
0001333702-24-000010
N
Joseph
Lee
Maverick
Jr
2170350
N
1
0001333702
SAMCO CAPITAL MARKETS, INC.
08-23-2007
N
867-00487
LOCATED
SUPERVISED
08-23-2007
6805 CAPITAL OF TEXAS HIGHWAY
SUITE 350
AUSTIN
TX
78731
LOCATED
06-01-2024
08-2007
SAMCO Capital Markets, Inc.
Austin
TX
78731
Y
Y
Chief Compliance Officer
08-2006
08-2007
Amherst Securities Group, L.P.
Austin
TX
78731
N
Y
Senior Compliacne Officer
05-2006
08-2006
SAMCO Capital Markets, Inc.
Austin
TX
78731
Y
Y
Chief Compliacne Officer
02-2003
05-2006
Penson Financial Services, Inc.
Austin
TX
78731
N
Y
Senior Compliance Officedr
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-10-2024
Lee Maverick
Chief Compliance Officer