0001333702-24-000011.txt : 20240415 0001333702-24-000011.hdr.sgml : 20240415 20240415080851 ACCESSION NUMBER: 0001333702-24-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: FRIEDMAN,ANDREW,TRAVIS, FILED AS OF DATE: 20240412 DATE AS OF CHANGE: 20240415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 ORGANIZATION NAME: IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 24843157 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I/A 1 primary_doc.xml MA-I/A 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N 0001333702-15-000005 N Andrew Travis Friedman 5777754 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 01-15-2015 N 867-00487 LOCATED SUPERVISED 01-15-2015 8700 Crownhill Blvd. SUITE 601 San Antonio TX 78209 01-2015 SAMCO Capital Markets, Inc. San Antonio TX 78209 Y Y Managing Director 02-2012 01-2015 Southwest Securities, Inc. San Antonio TX 78209 Y Y Associate Investment Banker 03-2010 02-2012 RBC Capital Markets Corporation Dallas TX 75201 Y Y Muni Financial Analyst 08-2008 03-2010 MAC of Texas Austin TX 78701 Y Y Financial Analyst 08-2004 08-2008 Texas Tech University Lubbock TX 79409 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-12-2024 Lee Maverick Chief Compliance Officer