0001333702-24-000003.txt : 20240306 0001333702-24-000003.hdr.sgml : 20240306 20240306142252 ACCESSION NUMBER: 0001333702-24-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: GRUBBS,BRIAN,ERIC, FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 ORGANIZATION NAME: IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 24725332 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I/A 1 primary_doc.xml MA-I/A 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N 0001333702-22-000011 N Brian Eric Grubbs 4444455 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 01-15-2015 N 867-00487 LOCATED SUPERVISED 01-15-2015 1700 Pacific Ave. SUITE 2000 Dallas TX 75201 01-2015 SAMCO Capital Markets, Inc. Dallas TX 75201 Y Y Managing Director 08-2001 01-2015 Southwest Securities, Inc. Dallas TX 75270 Y Y Public Finance Y 07-2010 Rental Property 8350 Edgewood Cove Frisco TX 75033 N Y Rent personal property and residential homes Owner 10 rent property 04-2022 Thrown Axe Company 412 N. Oklahoma Dr. #108 Celina TX 75009 N N Retail entertainment Owner 1 Own business N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-06-2024 Lee Maverick Chief Compliance Officer