0001333702-24-000002.txt : 20240306
0001333702-24-000002.hdr.sgml : 20240306
20240306142259
ACCESSION NUMBER: 0001333702-24-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: WHITT,DOUGLAS,ANTHONY,
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC.
CENTRAL INDEX KEY: 0001333702
ORGANIZATION NAME:
IRS NUMBER: 202932662
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02686
FILM NUMBER: 24725333
BUSINESS ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
BUSINESS PHONE: 214 765-1466
MAIL ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
MA-I/A
1
primary_doc.xml
MA-I/A
0001333702
XXXXXXXX
Lee Maverick
512-637-3775
lmaverick@samcocapital.com
N
0001333702-22-000012
N
Douglas
Anthony
Whitt
2376231
N
1
0001333702
SAMCO CAPITAL MARKETS, INC.
01-15-2015
N
867-00487
LOCATED
SUPERVISED
01-15-2015
1700 Pacific Ave.
SUITE 2000
Dallas
TX
75201
01-2015
SAMCO Capital Markets, Inc.
Dallas
TX
75201
Y
Y
Senior Managing Director
09-1995
01-2015
Southwest Securities, Inc.
Dallas
TX
75270
Y
Y
Senior Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-06-2024
Lee Maverick
Chief Compliance Officer