0001333702-23-000002.txt : 20230104 0001333702-23-000002.hdr.sgml : 20230104 20230104120240 ACCESSION NUMBER: 0001333702-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WESTERMAN,DUANE,LEE, FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 23505040 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I/A 1 primary_doc.xml MA-I/A 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com jmannes@samcocapital.com N 0001333702-14-000005 N Duane Lee Westerman 1391847 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 05-19-2006 N 08-26-2014 0001333702 LOCATED 05-19-2006 8700 Crownhill SUITE 601 San Antonio TX 78209 05-2006 SAMCO Capital Markets, Inc. San Antonio TX 78209 Y Y Managing Director 02-2003 05-2006 Penson Financial Services, Inc. San Antonio TX 78209 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-04-2023 Lee Maverick CCO