0001333702-23-000002.txt : 20230104
0001333702-23-000002.hdr.sgml : 20230104
20230104120240
ACCESSION NUMBER: 0001333702-23-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WESTERMAN,DUANE,LEE,
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC.
CENTRAL INDEX KEY: 0001333702
IRS NUMBER: 202932662
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02686
FILM NUMBER: 23505040
BUSINESS ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
BUSINESS PHONE: 214 765-1466
MAIL ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
MA-I/A
1
primary_doc.xml
MA-I/A
0001333702
XXXXXXXX
Lee Maverick
512-637-3775
lmaverick@samcocapital.com
jmannes@samcocapital.com
N
0001333702-14-000005
N
Duane
Lee
Westerman
1391847
N
1
0001333702
SAMCO CAPITAL MARKETS, INC.
05-19-2006
N
08-26-2014
0001333702
LOCATED
05-19-2006
8700 Crownhill
SUITE 601
San Antonio
TX
78209
05-2006
SAMCO Capital Markets, Inc.
San Antonio
TX
78209
Y
Y
Managing Director
02-2003
05-2006
Penson Financial Services, Inc.
San Antonio
TX
78209
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-04-2023
Lee Maverick
CCO