0001333702-22-000009.txt : 20220419 0001333702-22-000009.hdr.sgml : 20220419 20220419102652 ACCESSION NUMBER: 0001333702-22-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ALLISON,MARK,ANDREW, FILED AS OF DATE: 20220418 DATE AS OF CHANGE: 20220419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 22833713 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I/A 1 primary_doc.xml MA-I/A 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N 0001333702-20-000011 N Mark Andrew Allison 6202220 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 01-15-2015 N 867-00487 LOCATED SUPERVISED 01-15-2015 1700 Pacific Ave. SUITE 2000 DALLAS TX 75201 01-2015 SAMCO CAPITAL MARKETS, INC. DALLAS TX 75201 Y Y Associate Banker 05-2013 01-2015 SOUTHWEST SECURITIES, INC. DALLAS TX 75270 Y Y Analyst 09-2009 05-2013 UNIVERSITY OF GEORGIA ATHENS GA 30601 N N Student 07-2009 08-2009 CAMP LONGHORN BURNET TX 78611 N N Camp Counselor 09-2005 06-2009 STRAKE JESUIT COLLEGE PREPARATORY HOUSTON TX 77036 N N Student 07-2005 08-2005 UNEMPLOYED HOUSTON TX 77030 N N student 09-2003 06-2005 ANNUNCIATION ORTHODOX SCHOOL HOUSTON TX 77006 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-18-2022 Lee Maverick Chief Compliance Officer