0001333702-20-000008.txt : 20200625 0001333702-20-000008.hdr.sgml : 20200625 20200625104241 ACCESSION NUMBER: 0001333702-20-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MAVERICK,JOSEPH,LEE,JR FILED AS OF DATE: 20200624 DATE AS OF CHANGE: 20200625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 20987515 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I/A 1 primary_doc.xml MA-I/A 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com lmaverick@samcocapital.com N N Joseph Lee Maverick Jr 2170350 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 08-23-2007 N 867-00487 LOCATED 08-23-2007 6805 CAPITAL OF TEXAS HIGHWAY SUITE 350 AUSTIN TX 78731 08-2007 SAMCO Capital Markets, Inc. Austin TX 78731 Y Y Chief Compliance Officer 08-2006 08-2007 Amherst Securities Group, L.P. Austin TX 78731 N Y Senior Compliacne Officer 05-2006 08-2006 SAMCO Capital Markets, Inc. Austin TX 78731 Y Y Chief Compliacne Officer 02-2003 05-2006 Penson Financial Services, Inc. Austin TX 78731 N Y Senior Compliance Officedr N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-24-2020 Lee Maverick Chief Compliance Officer Joseph Lee Maverick 2170350 1706275 6M