0001333702-18-000008.txt : 20180814 0001333702-18-000008.hdr.sgml : 20180814 20180814121502 ACCESSION NUMBER: 0001333702-18-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PATE,THOMAS,ALLEN, FILED AS OF DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 181015631 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I/A 1 primary_doc.xml MA-I/A 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N Y Thomas Allen Pate 006068970 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 01-15-2015 N 867-00487 LOCATED SUPERVISED 01-15-2015 1700 Pacific Ave. SUITE 2000 Dallas TX 75201 01-2015 SAMCO Capital Markets, Inc. Dallas TX 75201 Y Y Associate Banker 05-2012 01-2015 Southwest Securities, Inc. Dallas TX 75270 Y Y Associate Banker 05-2011 05-2012 Texas First State Bank Waco TX 76710 N N Credit Analyst 01-2011 05-2012 Baylor University Waco TX 76706 N N Student 06-2010 12-2010 Bio Landscape Houston TX 77043 N N Accounting Specialist 01-2010 05-2010 WF Mosely Houston TX 77055 N N Contract Accountant 08-2005 12-2009 Mary Hardin Baylor Belton TX 76513 N N Student 01-2002 08-2005 Brenham Christian Academy Brenham TX 77833 N N Student Y 06-2013 Mud Cookie, Inc. 6541 Shady Brook #8102 Dallas TX 75206 N N Packaged foods CFO 30 accounting services for business N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-14-2018 Lee Maverick Chief Compliance Officer