0001333702-18-000005.txt : 20180716
0001333702-18-000005.hdr.sgml : 20180716
20180716163612
ACCESSION NUMBER: 0001333702-18-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BARBER,HEATH,ALAN,
FILED AS OF DATE: 20180716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC.
CENTRAL INDEX KEY: 0001333702
IRS NUMBER: 202932662
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02686
FILM NUMBER: 18954779
BUSINESS ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
BUSINESS PHONE: 214 765-1466
MAIL ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
MA-I
1
primary_doc.xml
MA-I
0001333702
XXXXXXXX
Lee Maverick
512-637-3775
lmaverick@samcocapital.com
N
N
Heath
Alan
Barber
004684639
N
1
0001333702
SAMCO CAPITAL MARKETS, INC.
07-16-2018
N
867-00487
SUPERVISED
07-16-2018
1700 PACIFIC AVENUE
SUITE 2000
DALLAS
TX
75201
LOCATED
07-16-2018
Heath
Allan
Barber
07-2018
SAMCO Capital Markets, Inc.
Dallas
TX
75201
Y
Y
Managing Director
04-2017
07-2018
FTN Financial Capital Markets
Houston
TX
77024
Y
Y
Senior Vice President
04-2017
07-2018
FTN Finacial Municipal Advisors
Houston
TX
77024
Y
Y
Senior Vice President
04-2017
07-2018
FTN Financial Securities Corp.
Houston
TX
77024
N
Y
Senior Vice President
10-2013
04-2017
Coastal Securities
Houston
TX
77024
Y
Y
VP Public Fincance
07-2004
10-2013
J.P. Morgan Securities, Inc.
Houston
TX
77002
N
Y
Associate
Y
12-2010
Texas Toy Box Storage, LLC
21014 Ruby Valley Court
Cypress
TX
77433
N
N
Storage - personal self storage
Partner/owner
4
oversight
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-16-2018
Lee Maverick
Chief Compliance Officer