0001333702-18-000005.txt : 20180716 0001333702-18-000005.hdr.sgml : 20180716 20180716163612 ACCESSION NUMBER: 0001333702-18-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BARBER,HEATH,ALAN, FILED AS OF DATE: 20180716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 18954779 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I 1 primary_doc.xml MA-I 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N N Heath Alan Barber 004684639 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 07-16-2018 N 867-00487 SUPERVISED 07-16-2018 1700 PACIFIC AVENUE SUITE 2000 DALLAS TX 75201 LOCATED 07-16-2018 Heath Allan Barber 07-2018 SAMCO Capital Markets, Inc. Dallas TX 75201 Y Y Managing Director 04-2017 07-2018 FTN Financial Capital Markets Houston TX 77024 Y Y Senior Vice President 04-2017 07-2018 FTN Finacial Municipal Advisors Houston TX 77024 Y Y Senior Vice President 04-2017 07-2018 FTN Financial Securities Corp. Houston TX 77024 N Y Senior Vice President 10-2013 04-2017 Coastal Securities Houston TX 77024 Y Y VP Public Fincance 07-2004 10-2013 J.P. Morgan Securities, Inc. Houston TX 77002 N Y Associate Y 12-2010 Texas Toy Box Storage, LLC 21014 Ruby Valley Court Cypress TX 77433 N N Storage - personal self storage Partner/owner 4 oversight N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-16-2018 Lee Maverick Chief Compliance Officer