0001333702-16-000026.txt : 20160804 0001333702-16-000026.hdr.sgml : 20160804 20160804092640 ACCESSION NUMBER: 0001333702-16-000026 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 161806068 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I 1 primary_doc.xml MA-I 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N N Nicholas Lawrence Westerman 006568405 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 06-01-2015 N 867-00487 LOCATED SUPERVISED 06-01-2015 1020 NE Loop 410 Suite 640 San Antonio TX 78209 06-2015 SAMCO Capital Markets, Inc. San Antonio TX 78209 Y Y Associate 02-2014 04-2015 Municipal Advisory Council of Texas Austin TX 78701 Y Y Financial Analyst 08-2009 12-2013 Texas Tech University Lubbock TX 79409 N N Student 08-2005 06-2009 Alamo Heights High School San Antonio TX 78209 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-03-2016 Lee Maverick Chief Compliance Officer