0001333702-15-000005.txt : 20150317
0001333702-15-000005.hdr.sgml : 20150317
20150316212437
ACCESSION NUMBER: 0001333702-15-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150316
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC.
CENTRAL INDEX KEY: 0001333702
IRS NUMBER: 202932662
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02686
FILM NUMBER: 15704707
BUSINESS ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
BUSINESS PHONE: 214 765-1466
MAIL ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
MA-I
1
primary_doc.xml
MA-I
0001333702
XXXXXXXX
Lee Maverick
512-637-3775
lmaverick@samcocapital.com
N
N
Andrew
Travis
Friedman
005777754
N
1
0001333702
SAMCO CAPITAL MARKETS, INC.
01-15-2015
N
867-00487
LOCATED
SUPERVISED
01-15-2015
8700 Crownhill Blvd.
SUITE 601
San Antonio
TX
78209
01-2015
SAMCO Capital Markets, Inc.
San Antonio
TX
78209
Y
Y
Managing Director
02-2012
01-2015
Southwest Securities, Inc.
San Antonio
TX
78209
Y
Y
Associate Investment Banker
03-2010
02-2012
RBC Capital Markets Corporation
Dallas
TX
75201
Y
Y
Muni Financial Analyst
08-2008
03-2010
MAC of Texas
Austin
TX
78701
Y
Y
Financial Analyst
08-2004
08-2008
Texas Tech University
Lubbock
TX
79409
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-16-2015
Lee Maverick
Chief Compliance Officer