0001333702-15-000005.txt : 20150317 0001333702-15-000005.hdr.sgml : 20150317 20150316212437 ACCESSION NUMBER: 0001333702-15-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 15704707 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I 1 primary_doc.xml MA-I 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com N N Andrew Travis Friedman 005777754 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 01-15-2015 N 867-00487 LOCATED SUPERVISED 01-15-2015 8700 Crownhill Blvd. SUITE 601 San Antonio TX 78209 01-2015 SAMCO Capital Markets, Inc. San Antonio TX 78209 Y Y Managing Director 02-2012 01-2015 Southwest Securities, Inc. San Antonio TX 78209 Y Y Associate Investment Banker 03-2010 02-2012 RBC Capital Markets Corporation Dallas TX 75201 Y Y Muni Financial Analyst 08-2008 03-2010 MAC of Texas Austin TX 78701 Y Y Financial Analyst 08-2004 08-2008 Texas Tech University Lubbock TX 79409 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-16-2015 Lee Maverick Chief Compliance Officer